James M Oates's Net Worth

$10.6 Million

Estimate Recalculated Jun 27, 2025 09:07PM EST

Who is James M Oates

James M Oates has an estimated net worth of $10.6 Million. This is based on reported shares across multiple companies, which include DCA Total Return Fund, JOHN HANCOCK PREMIUM DIVIDEND FUND, JOHN HANCOCK PREFERRED INCOME FUND III, JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND, JOHN HANCOCK PREFERRED INCOME FUND, VIRTUS GLOBAL DIVIDEND & INCOME FUND INC., JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND, JOHN HANCOCK PREFERRED INCOME FUND II, Duff & Phelps Select Energy MLP Fund Inc., John Hancock Hedged Equity & Income Fund, Virtus Global Multi-Sector Income Fund, JOHN HANCOCK INCOME SECURITIES TRUST, JOHN HANCOCK INVESTORS TRUST, STIFEL FINANCIAL CORP, John Hancock Tax-Advantaged Global Shareholder Yield Fund, Virtus Total Return Fund Inc., and INVESTORS FINANCIAL SERVICES CORP.

SEC CIK

James M Oates's CIK is 0001180238

Past Insider Trading and Trends

2008 was James M Oates's most active year for acquiring shares with 28 total transactions. James M Oates's most active month to acquire stocks was the month of December. 2008 was James M Oates's most active year for disposing of shares, totalling 27 transactions. James M Oates's most active month to dispose stocks was the month of December. 2006 saw James M Oates paying a total of $339,582.21 for 29,759 shares, this is the most they've acquired in one year. In 2009 James M Oates cashed out on 46,172 shares for a total of $1,402,400.00, their largest year based on trade value.

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Virtus Total Return Fund

Investor
Updated May 15, 2013
Form 3
May 15, 2013
10.25K
Form 4
10.00K
$3.45
$34.50K
Jan 30, 2012
10.00K
Purchase
Jan 26
Form 3
Dec 12, 2011
Showing 3 results

JOHN HANCOCK PREMIUM DIVIDEND FUND

Investor
Updated Feb 10, 2014
Form 4
17.20%
162.00
$12.22
$1.98K
Feb 10, 2014
1.10K
Purchase
Feb 10
Form 3
Dec 11, 2012
838.45
Showing 2 results

JOHN HANCOCK PREFERRED INCOME FUND III

Investor
Updated Feb 10, 2014
Form 4
16.29%
118.00
$16.82
$1.98K
Feb 10, 2014
842.29
Purchase
Feb 10
Form 4
9.43%
61.00
$16.06
$979.66
Nov 18, 2013
708.15
Purchase
Nov 18
Form 3
Dec 11, 2012
597.66
Showing 3 results

JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND

Investor
Updated Dec 11, 2012
Form 3
Dec 11, 2012
646.00
Showing 1 results

JOHN HANCOCK PREFERRED INCOME FUND

Investor
Updated Feb 10, 2014
Form 4
16.56%
105.00
$18.95
$1.99K
Feb 10, 2014
739.22
Purchase
Feb 10
Form 4
9.35%
53.00
$18.35
$972.54
Nov 18, 2013
620.12
Purchase
Nov 18
Form 3
Dec 11, 2012
524.17
Showing 3 results

VIRTUS GLOBAL DIVIDEND & INCOME FUND INC.

Investor
Updated Jan 11, 2017
Form 4
3.00K
$11.26
$33.78K
Jan 11, 2017
3.00K
Purchase
Jan 11
Form 3
Aug 03, 2016
Showing 2 results

JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND

Investor
Updated Dec 11, 2012
Form 3
Dec 11, 2012
622.18
Showing 1 results

JOHN HANCOCK PREFERRED INCOME FUND II

Investor
Updated Feb 10, 2014
Form 4
16.76%
105.00
$18.88
$1.98K
Feb 10, 2014
731.51
Purchase
Feb 10
Form 4
9.67%
54.00
$18.23
$984.42
Nov 18, 2013
612.60
Purchase
Nov 18
Form 3
Dec 11, 2012
516.12
Showing 3 results

Duff & Phelps Select Energy MLP Fund Inc.

Investor
Updated Aug 02, 2017
Form 4
-12.20%
-2.00K
$7.22
-$14.44K
Aug 02, 2017
14.40K
Sale
Jul 31
Form 4
15.93%
2.00K
$8.15
$16.31K
Jun 07, 2016
14.55K
Purchase
Jun 06
Form 4
218.90%
8.62K
$7.26
$62.54K
May 17, 2016
12.55K
Purchase
May 16
Form 4
116.82%
2.00K
$6.28
$12.56K
Dec 07, 2015
3.71K
Purchase
Dec 04
Form 4
1.50K
$16.50
$24.75K
Nov 05, 2014
1.50K
Grant
Nov 04
Showing 5 results

John Hancock Hedged Equity & Income Fund

Investor
Updated Dec 11, 2012
Form 3
Dec 11, 2012
729.00
Showing 1 results

Virtus Global Multi-Sector Income Fund

Investor
Updated Apr 13, 2018
Form 4
-100.00%
-1.59K
$16.81
-$26.66K
Apr 13, 2018
Sale
Jul 17
Form 3
May 15, 2013
1.00K
Showing 2 results

JOHN HANCOCK INCOME SECURITIES TRUST

Investor
Updated Feb 10, 2014
Form 4
17.27%
136.00
$14.53
$1.98K
Feb 10, 2014
923.72
Purchase
Feb 10
Form 3
Dec 11, 2012
723.00
Showing 2 results

JOHN HANCOCK INVESTORS TRUST

Investor
Updated Feb 10, 2014
Form 4
16.49%
100.00
$19.97
$2.00K
Feb 10, 2014
706.29
Purchase
Feb 10
Form 4
9.63%
52.00
$18.83
$979.16
Nov 18, 2013
592.12
Purchase
Nov 18
Form 3
Dec 11, 2012
497.00
Showing 3 results

STIFEL FINANCIAL CORP

Investor
Updated Jun 03, 2021
Form 4
-80.01%
-20.00K
$68.64
-$1.37M
Jun 03, 2021
5.00K
Sale
Jun 02
Form 4
May 28, 2021
25.00K
Options
May 26
Form 4
-77.87%
-10.00K
$60.63
-$606.30K
Feb 24, 2021
2.84K
Sale
Feb 22
Form 4
Jan 14, 2021
35.03K
Options
Jan 12
Form 4
-66.85%
-9.00K
$68.14
-$613.26K
Nov 10, 2020
4.46K
Sale
Nov 09
Form 4
Jun 09, 2020
32.26K
Options
Jun 05
Form 4
11.27%
2.10K
Jun 02, 2020
32.26K
Grant
May 29
Form 4
Jan 06, 2020
32.11K
Options
Jan 02
Form 4
-51.45%
-10.00K
$61.99
-$619.94K
Dec 23, 2019
9.44K
Sale
Dec 20
Form 4
4.74%
1.90K
Jun 07, 2019
41.97K
Options
Jun 05 - Jun 06
Form 4
-53.48%
-20.00K
$58.61
-$1.17M
May 10, 2019
17.40K
Sale
May 09
Form 4
Jan 04, 2019
59.64K
Options
Jan 02
Form 4
7.61%
1.90K
Sep 27, 2018
26.85K
Grant
Sep 25
Form 4
-7.08%
-1.90K
Aug 07, 2018
24.95K
Disposition
Aug 07
Form 4
3.29%
1.90K
Jun 08, 2018
59.64K
Options
Jun 06 - Jun 07
Form 4
Jan 03, 2018
59.74K
Options
Dec 29
Form 4
-5.81%
-1.77K
$52.27
-$92.41K
Nov 14, 2017
28.64K
Sale
Nov 10
Form 4
6.51%
1.90K
Jun 09, 2017
61.44K
Grant
Jun 07
Form 4
Jan 04, 2017
59.54K
Options
Dec 30
Form 4
-21.21%
-7.00K
$50.42
-$252.10K
Dec 05, 2016
59.54K
Sale
Dec 05
Form 4
-13.16%
-5.00K
$50.20
-$251.00K
Nov 23, 2016
66.54K
Sale
Nov 22
Form 4
14.55%
4.19K
Jun 17, 2016
71.54K
Grant
Jun 15
Form 4
Jan 26, 2016
69.36K
Options
Jan 22
Form 4
14.02%
4.00K
Jun 12, 2015
69.36K
Grant
Jun 10
Form 4
Jan 23, 2015
66.85K
Options
Jan 22
Form 4
14.38%
4.08K
Jun 12, 2014
66.85K
Grant
Jun 11
Form 4
Jan 27, 2014
62.78K
Options
Jan 24
Form 4
-22.33%
-8.57K
$44.95
-$269.70K
Nov 27, 2013
62.78K
Sale
Nov 25 - Nov 26
Form 4
-17.25%
-8.00K
$42.51
-$340.08K
Sep 18, 2013
71.35K
Sale
Sep 17
Form 4
35.50%
8.49K
Aug 07, 2013
79.35K
Grant
Aug 06
Form 4
21.18%
4.18K
Jun 12, 2013
70.86K
Grant
Jun 12
Form 4
22.26%
4.25K
Mar 18, 2013
70.27K
Grant
Jun 06
Form 4
Jan 25, 2013
69.65K
Options
Jan 24
Form 4
-27.99%
-19.43K
$38.80
-$754.04K
Feb 22, 2012
69.65K
Sale
Feb 21
Form 4
Jan 19, 2012
89.08K
Options
Jan 17
Form 4
19.53%
3.77K
Jun 03, 2011
89.08K
Grant
Jun 01
Form 4
-13.25%
-10.00K
$40.10
-$401.00K
May 20, 2011
85.31K
Sale
May 18
Form 4
$25.50
$7.65K
Mar 16, 2011
63.84K
Options
Mar 14
Form 4
-10.07%
-5.82K
$73.93
-$430.35K
Feb 22, 2011
67.94K
Sale
Feb 18
Form 4
Jan 20, 2011
75.77K
Options
Jan 19
Form 4
-16.25%
-11.00K
$45.54
-$500.94K
Aug 30, 2010
75.77K
Sale
Aug 27
Form 4
18.68%
2.52K
Apr 27, 2010
86.77K
Grant
Apr 23
Form 4
-12.87%
-10.00K
$54.97
-$549.70K
Mar 19, 2010
84.25K
Sale
Mar 17
Form 4
$19.49
$11.69K
Feb 10, 2010
84.85K
Options
Feb 08
Form 4
Jan 21, 2010
82.75K
Options
Jan 20
Form 4
$17.74
$23.04K
Jun 26, 2009
82.75K
Options
Jun 26
Form 4
17.65%
2.57K
Jun 05, 2009
82.75K
Grant
Jun 03
Form 4
-39.30%
-40.00K
$35.06
-$1.40M
Feb 18, 2009
89.58K
Sale
Feb 17
Form 4
Jan 21, 2009
129.58K
Options
Jan 20
Form 4
22.79%
1.80K
May 08, 2008
86.37K
Grant
May 06
Form 4
3.07%
200.00
Apr 25, 2008
84.57K
Acquisition
Apr 25
Form 4
0.36%
255.00
$13.73
$10.05K
Feb 13, 2008
84.37K
Options
Feb 12
Form 4
Jan 15, 2008
71.24K
Options
Jan 11
Form 4
Jan 15, 2008
12.88K
Form 4
25.26%
1.60K
May 30, 2007
81.30K
Grant
May 14
Form 4
May 30, 2007
2.82K
Form 4
Feb 13, 2007
8.56K
Form 4
$16.51
$19.79K
Feb 13, 2007
73.96K
Options
Feb 12
Form 4
Jan 23, 2007
4.02K
Form 4
Jan 23, 2007
78.50K
Options
Jan 19
Form 4
23.64%
1.77K
May 11, 2006
78.50K
Grant
May 09
Form 4
May 11, 2006
4.02K
Form 4
$9.21
$48.50K
Apr 12, 2006
69.86K
Options
Apr 11
Form 4
Apr 12, 2006
10.89K
Form 4
Feb 13, 2006
71.47K
Options
Feb 13
Form 4
Feb 13, 2006
9.28K
Form 4
1.00K
Jan 05, 2006
64.60K
Grant
Jan 03
Form 4
Jan 05, 2006
16.15K
Form 4
-7.23%
-4.00K
Jun 28, 2005
64.22K
Grant
Jun 28
Form 4
Jun 28, 2005
15.53K
Form 4
36.38%
2.10K
May 12, 2005
75.47K
Grant
May 11
Form 4
May 12, 2005
8.28K
Form 4
1.00K
Jan 05, 2005
68.60K
Grant
Jan 03
Form 4
Jan 05, 2005
13.05K
Form 4
Jul 16, 2004
9.33K
Form 4
-10.75%
-5.00K
Jul 16, 2004
51.17K
Grant
Jul 15
Form 4
Jun 10, 2004
5.46K
Form 4
51.91%
1.48K
Jun 10, 2004
60.03K
Grant
May 05
Form 4
Apr 02, 2004
6.55K
Form 4
14.48%
360.00
Apr 02, 2004
57.46K
Grant
Apr 01
Form 4
Mar 04, 2004
12.46K
Form 4
1.00K
Mar 04, 2004
51.19K
Grant
Feb 03
Form 4
Feb 06, 2004
4.95K
Form 4
$10.83
Feb 06, 2004
57.70K
Options
Feb 05
Form 4
Jan 05, 2004
13.09K
Form 4
464.00
$18.52
$6.87K
Jan 05, 2004
49.57K
Grant
Jan 01
Form 4
Oct 02, 2003
12.44K
Form 4
647.00
$13.28
$6.87K
Oct 02, 2003
49.75K
Grant
Oct 01
Form 4
Sep 04, 2003
9.51K
Form 4
121.00
$12.89
$1.25K
Sep 04, 2003
52.03K
Grant
Sep 01
Form 4
Aug 14, 2003
7.51K
Form 4
17.50%
700.00
$12.50
$8.75K
Aug 14, 2003
53.91K
Purchase
Aug 13
Form 4
Aug 08, 2003
8.51K
Form 4
319.00
$12.24
$3.12K
Aug 08, 2003
52.21K
Grant
Aug 06
Form 4
Aug 05, 2003
7.51K
Form 4
128.00
$12.24
$1.25K
Aug 05, 2003
52.89K
Grant
Aug 01
Form 4
Jul 02, 2003
Form 4
Jun 03, 2003
Form 4
May 22, 2003
Form 4
May 13, 2003
Showing a maximum of 100 results

John Hancock Tax-Advantaged Global Shareholder Yield Fund

Investor
Updated Dec 11, 2012
Form 3
Dec 11, 2012
868.00
Showing 1 results

Virtus Total Return Fund Inc.

Investor
Updated Apr 13, 2018
Form 4
-100.00%
-5.63K
$12.06
-$67.90K
Apr 13, 2018
Sale
Jul 17
Form 3
Aug 03, 2016
Showing 2 results

INVESTORS FINANCIAL SERVICES CORP

Investor
Updated Jul 05, 2007
Form 4
-100.00%
-65.02K
Jul 05, 2007
Disposition
Jul 02
Form 4
-5.59%
-3.00K
$45.55
-$136.65K
Aug 23, 2006
50.67K
Grant
Aug 21
Form 4
20.53%
5.00K
Apr 19, 2006
29.36K
Grant
Apr 18
Form 4
$37.99
$60.23
Apr 07, 2006
200.16K
Options
Apr 05
Form 4
21.34%
5.00K
Apr 18, 2005
28.43K
Grant
Apr 14
Form 4
27.12%
5.00K
Apr 14, 2004
23.43K
Grant
Apr 13
Form 4
-30.25%
-15.00K
$41.99
-$629.88K
Jan 26, 2004
34.59K
Sale
Jan 26
Form 4
$29.93
$72.17
Jan 16, 2004
160.67K
Options
Jan 15
Showing 8 results