$375.44
-5.52-1.45%
Last update: Dec 15, 3:10 PM
Tools
Free Benzinga Pro Trial
Calendars
Trade Ideas
Short Interest
Compare Best Stocks
Comments
Loading...
LPL Finl Hldgs Insider Trading Activity
LPLANASDAQ
LPL Finl Hldgs Insider Trading Activity | NASDAQ:LPLA | Benzinga
Track the latest LPL Finl Hldgs insider trading activity. Stay informed on recent buys, sells, and market impact for LPL Finl Hldgs stock.
What is Insider Activity?
Insider trading activity involves company insiders, such as executives, directors, and employees, engaging in transactions of their own company's stock. Insiders' buy and sell transactions provide valuable insights into their confidence in the company's future performance.
What are LPL Financial Holdings Inc Insiders Doing?
At LPL Financial Holdings Inc, recent insider activity has drawn attention. Over the last 30 days, insiders have reported selling a total of 6.16K shares worth $2.18M, meanwhile, insiders have report no purchases in the last 30 days.
Notable Recent Insider Buys and Sales
- On December 3, 2025, Aneri Jambusaria, the company's GROUP MANAGING DIRECTOR sold 80 shares for $352.48 each.
- On October 8, 2025, Greg Gates, the company's GROUP MANAGING DIRECTOR sold 750 shares for $314.42 each.
- On December 9, 2025, Greg Gates, the company's GROUP MANAGING DIRECTOR sold 750 shares for $370.97 each.
Ownership Statistics for LPL Financial Holdings Inc
Shares Outstanding
80.037M
Insider Shares Owned
3.735M
Insider Percentage Owned
4.67%
Institutional Shares Held
56.571M
Institutional Percentage Held
70.7%
| Dec 09, 2025 | Richard Steinmeier | CHIEF EXECUTIVE OFFICER | -5.33K | $370.99 | -$1.88M | SELL | -24.08% | 16.81K | Dec 05 | View |
| Dec 09, 2025 | Greg Gates | GROUP MANAGING DIRECTOR | -750.00 | $370.97 | -$278.23K | SELL | -4.88% | 14.62K | Dec 05 | View |
| Dec 03, 2025 | Aneri Jambusaria | GROUP MANAGING DIRECTOR | -80.00 | $352.48 | -$28.20K | SELL | -1.43% | 5.50K | Dec 01 | View |
| Nov 07, 2025 | Greg Gates | GROUP MANAGING DIRECTOR | -1.50K | $376.43 | -$564.65K | SELL | -8.89% | 15.37K | Nov 05 | View |
| Oct 08, 2025 | Greg Gates | GROUP MANAGING DIRECTOR | -750.00 | $314.42 | -$235.81K | SELL | -4.26% | 16.87K | Oct 06 | View |
| Sep 09, 2025 | Greg Gates | GROUP MANAGING DIRECTOR | -1.50K | $338.21 | -$507.31K | SELL | -7.85% | 17.62K | Sep 05 | View |
| Sep 03, 2025 | Aneri Jambusaria | GROUP MANAGING DIRECTOR | -80.00 | $361.25 | -$28.90K | SELL | -1.41% | 5.58K | Sep 02 | View |
| Aug 07, 2025 | Greg Gates | GROUP MANAGING DIRECTOR | -1.50K | $374.05 | -$561.07K | SELL | -7.27% | 19.12K | Aug 05 | View |
| Jul 08, 2025 | Greg Gates | GROUP MANAGING DIRECTOR | -1.50K | $382.63 | -$573.95K | SELL | -6.78% | 20.62K | Jul 03 | View |
| Jun 09, 2025 | Greg Gates | GROUP MANAGING DIRECTOR | -1.50K | $378.87 | -$568.30K | SELL | -6.29% | 22.35K | Jun 05 | View |
| Jun 04, 2025 | Aneri Jambusaria | GROUP MANAGING DIRECTOR | -80.00 | $383.99 | -$30.72K | SELL | -1.39% | 5.66K | Jun 02 | View |
| Mar 17, 2025 | Aneri Jambusaria | MANAGING DIRECTOR | -80.00 | $311.87 | -$24.95K | SELL | -1.37% | 5.74K | Mar 14 | View |
| Feb 27, 2025 | Eliot Marc Cohen | MANAGING DIRECTOR | 141.00 | $362.63 | -$642.94K | GRANT | 3.57% | 4.09K | Feb 25 - Feb 26 | View |
| Feb 27, 2025 | Matthew Audette | PRESIDENT AND CFO | 3.77K | $358.69 | -$3.35M | GRANT | 29.58% | 16.54K | Feb 25 - Feb 26 | View |
| Feb 20, 2025 | Richard Steinmeier | CHIEF EXECUTIVE OFFICER | -3.50K | $373.79 | -$1.31M | SELL | -14.06% | 21.40K | Feb 18 | View |
| Feb 12, 2025 | Matthew Enyedi | MANAGING DIRECTOR | 0.00 | $204.41 | -$1.70M | SELL-OPTIONS | 0.00% | 10.49K | Feb 10 | View |
| Feb 07, 2025 | Matthew Audette | PRESIDENT AND CFO | -900.00 | $218.02 | -$8.47M | SELL | -6.59% | 12.76K | Feb 05 - Feb 06 | View |
| Dec 09, 2024 | Aneri Jambusaria | MANAGING DIRECTOR | -305.00 | $331.94 | -$101.24K | SELL | -7.22% | 3.92K | Dec 05 | View |
| Jun 18, 2024 | Dan Arnold | PRESIDENT & CEO | 4.32K | $158.40 | -$1.18M | SELL-OPTIONS | 3.13% | 142.61K | Jun 14 | View |
| Feb 27, 2024 | Kabir Sethi | MANAGING DIRECTOR | -1.49K | $266.10 | -$397.02K | SELL | -12.71% | 10.24K | Feb 25 - Feb 26 | View |
| Feb 27, 2024 | Gregory M. Woods attorney-in-fact | MANAGING DIRECTOR | -6.30K | $265.63 | -$3.87M | SELL | -24.83% | 19.08K | Feb 25 - Feb 26 | View |
| Feb 27, 2024 | Matthew Enyedi | MANAGING DIRECTOR | 1.86K | $263.21 | -$1.53M | GRANT | 21.55% | 10.49K | Feb 25 - Feb 26 | View |
| Feb 27, 2024 | Matthew Audette | CFO AND HEAD BUSINESS OPS | 1.02K | $264.76 | -$3.35M | GRANT | 8.06% | 13.66K | Feb 25 - Feb 26 | View |
| Feb 27, 2024 | Dan Arnold | PRESIDENT & CEO | 8.64K | $152.19 | -$21.57M | SELL-OPTIONS | 6.49% | 141.81K | Feb 23 - Feb 26 | View |
| Feb 22, 2024 | Matthew Enyedi | MANAGING DIRECTOR | 0.00 | $151.25 | -$291.93K | SELL-OPTIONS | 0.00% | 8.63K | Feb 20 | View |
| Feb 22, 2024 | Dan Arnold | PRESIDENT & CEO | -3.88K | $147.92 | -$2.17M | SELL | -2.83% | 133.17K | Feb 20 | View |
| Feb 07, 2024 | Matthew Audette | CFO AND HEAD BUSINESS OPS | 0.00 | $144.01 | -$5.79M | SELL-OPTIONS | 0.00% | 12.64K | Feb 05 | View |
| Nov 14, 2023 | Sallie Larsen | MANAGING DIRECTOR | 0.00 | $140.69 | -$2.32M | SELL-OPTIONS | 0.00% | 25.20K | Nov 10 | View |
| Nov 06, 2023 | Aneri Jambusaria | MANAGING DIRECTOR | -1.93K | $222.37 | -$429.17K | SELL | -51.71% | 1.80K | Nov 02 | View |
| Sep 21, 2023 | Dan Arnold | PRESIDENT & CEO | 0.00 | $144.75 | -$111.17K | SELL-OPTIONS | 0.00% | 145.88K | Sep 19 - Sep 20 | View |
| Sep 15, 2023 | Richard Steinmeier | MANAGING DIRECTOR | -10.30K | $242.68 | -$2.50M | SELL | -37.85% | 16.91K | Sep 13 | View |
| Sep 05, 2023 | Matthew Enyedi | MANAGING DIRECTOR | 0.00 | $138.21 | -$605.04K | SELL-OPTIONS | 0.00% | 9.98K | Aug 22 | View |
| May 05, 2023 | Francis William Glavin Jr | DIRECTOR | 557.00 | $180.23 | $100.39K | BUY | 2.52% | 22.65K | May 04 | View |
| Feb 28, 2023 | Michelle Oroschakoff | MANAGING DIRECTOR | 525.00 | $246.76 | -$2.47M | GRANT | 2.25% | 23.85K | Feb 25 - Feb 27 | View |
| Feb 28, 2023 | Sallie Larsen | MANAGING DIRECTOR | 641.00 | $247.72 | -$2.16M | GRANT | 2.61% | 25.20K | Feb 25 - Feb 27 | View |
| Feb 28, 2023 | Matthew Audette | CHIEF FINANCIAL OFFICER | -23.00 | $246.79 | -$3.92M | SELL | -0.18% | 12.64K | Feb 25 - Feb 27 | View |
| Feb 28, 2023 | Dan Arnold | PRESIDENT & CEO | 1.57K | $246.76 | -$19.24M | GRANT | 1.02% | 154.88K | Feb 25 - Feb 27 | View |
| Feb 21, 2023 | Michelle Oroschakoff | MANAGING DIRECTOR | -17.77K | $248.98 | -$4.43M | SELL | -43.24% | 23.33K | Feb 16 - Feb 17 | View |
| Feb 15, 2023 | Sallie Larsen | MANAGING DIRECTOR | 0.00 | $136.72 | -$4.31M | SELL-OPTIONS | 0.00% | 24.55K | Feb 13 | View |
| Feb 08, 2023 | Matthew Audette | CHIEF FINANCIAL OFFICER | 0.00 | $129.57 | -$4.57M | SELL-OPTIONS | 0.00% | 12.67K | Feb 06 | View |
| Nov 21, 2022 | Brent Simonich | EVP, CAO AND TREASURER | 920.00 | $219.15 | $201.62K | BUY | 17.96% | 6.04K | Nov 18 | View |
| Nov 21, 2022 | Michelle Oroschakoff | MANAGING DIRECTOR | 2.47K | $145.67 | -$519.11K | SELL-OPTIONS | 6.39% | 41.10K | Nov 17 | View |
| Nov 21, 2022 | Francis William Glavin Jr | DIRECTOR | 458.00 | $217.74 | $99.72K | BUY | 2.12% | 22.05K | Nov 18 | View |
| Nov 02, 2022 | Matthew Audette | CHIEF FINANCIAL OFFICER | 0.00 | $138.47 | -$4.74M | SELL-OPTIONS | 0.00% | 12.67K | Oct 31 | View |
| Oct 07, 2022 | Dan Arnold | PRESIDENT & CEO | -4.79K | $139.88 | -$4.02M | SELL | -2.94% | 157.82K | Sep 14 - Oct 05 | View |
| Aug 19, 2022 | Michelle Oroschakoff | MANAGING DIRECTOR | -3.44K | $146.53 | -$2.31M | SELL | -8.17% | 38.63K | Aug 17 | View |
| Aug 19, 2022 | Dan Arnold | PRESIDENT & CEO | 0.00 | $135.05 | -$2.18M | SELL-OPTIONS | 0.00% | 162.61K | Aug 17 | View |
| Aug 17, 2022 | Dan Arnold | PRESIDENT & CEO | 0.00 | $133.13 | -$2.55M | SELL-OPTIONS | 0.00% | 162.61K | Aug 15 - Aug 16 | View |
| Aug 08, 2022 | Richard Steinmeier | MANAGING DIRECTOR | 0.00 | $147.08 | -$1.02M | SELL-OPTIONS | 0.00% | 24.08K | Aug 04 | View |
| Aug 02, 2022 | Dan Arnold | PRESIDENT & CEO | 0.00 | $115.09 | -$7.43M | SELL-OPTIONS | 0.00% | 162.61K | Jul 29 | View |
| May 31, 2022 | Dan Arnold | PRESIDENT & CEO | -16.67K | $108.57 | -$6.92M | SELL | -9.30% | 162.61K | Mar 18 - May 27 | View |
| May 18, 2022 | Michelle Oroschakoff | MANAGING DIRECTOR | 4.18K | $102.33 | -$2.06M | SELL-OPTIONS | 11.03% | 42.07K | May 16 | View |
| Mar 16, 2022 | Matthew Enyedi | MANAGING DIRECTOR | 0.00 | $102.40 | -$216.03K | SELL-OPTIONS | 0.00% | 5.65K | Mar 14 | View |
| Mar 10, 2022 | Francis William Glavin Jr | DIRECTOR | 1.76K | $141.59 | $249.19K | BUY | 9.54% | 20.20K | Mar 08 | View |
| Mar 01, 2022 | Sallie Larsen | MANAGING DIRECTOR | -722.00 | $179.66 | -$1.31M | SELL | -7.63% | 8.74K | Feb 25 - Feb 28 | View |
| Mar 01, 2022 | Edward Fandrey | MANAGING DIRECTOR | -2.37K | $181.73 | -$430.53K | SELL | -13.42% | 15.29K | Feb 25 - Feb 28 | View |
| Mar 01, 2022 | Matthew Audette | CHIEF FINANCIAL OFFICER | 274.00 | $181.89 | -$2.47M | GRANT | 2.21% | 12.67K | Feb 25 - Feb 28 | View |
| Mar 01, 2022 | Dan Arnold | PRESIDENT & CEO | 7.14K | $181.83 | -$9.18M | GRANT | 4.15% | 179.27K | Feb 25 - Feb 28 | View |
| Feb 18, 2022 | Michelle Oroschakoff | MANAGING DIRECTOR | 4.78K | $102.72 | -$2.43M | SELL-OPTIONS | 16.38% | 33.98K | Feb 16 | View |
| Feb 09, 2022 | Burton George White | MANAGING DIRECTOR | 0.00 | $105.33 | -$12.19M | SELL-OPTIONS | 0.00% | 46.63K | Feb 07 | View |
| Feb 09, 2022 | Matthew Audette | CHIEF FINANCIAL OFFICER | 0.00 | $100.53 | -$3.23M | SELL-OPTIONS | 0.00% | 12.39K | Feb 07 | View |
| Dec 09, 2021 | Burton George White | MANAGING DIRECTOR | 0.00 | $103.90 | -$2.77M | SELL-OPTIONS | 0.00% | 46.63K | Dec 07 | View |
| Dec 01, 2021 | Edward Fandrey | MANAGING DIRECTOR | -1.78K | $158.56 | -$282.86K | SELL | -9.18% | 17.66K | Nov 30 | View |
| Nov 18, 2021 | Michelle Oroschakoff | MANAGING DIRECTOR | 2.99K | $100.68 | -$2.15M | SELL-OPTIONS | 11.41% | 29.20K | Nov 16 | View |
| Aug 27, 2021 | Edward Fandrey | MANAGING DIRECTOR | -3.54K | $148.58 | -$525.81K | SELL | -14.31% | 21.20K | Aug 25 - Aug 26 | View |
| Aug 18, 2021 | Sallie Larsen | MANAGING DIRECTOR | -8.67K | $143.98 | -$1.25M | SELL | -47.81% | 9.46K | Aug 16 | View |
| Aug 18, 2021 | Michelle Oroschakoff | MANAGING DIRECTOR | 1.81K | $95.39 | -$1.69M | SELL-OPTIONS | 7.44% | 26.21K | Aug 16 | View |
| Jul 21, 2021 | Matthew Enyedi | MANAGING DIRECTOR | 0.00 | $87.04 | -$662.65K | SELL-OPTIONS | 0.00% | 4.77K | Jul 20 | View |
| Jun 16, 2021 | Scott Seese | MANAGING DIRECTOR | -1.42K | $102.30 | -$921.55K | SELL | -5.53% | 24.18K | Jun 14 | View |
| Jun 16, 2021 | Edward Fandrey | MANAGING DIRECTOR | -1.93K | $139.49 | -$269.22K | SELL | -7.24% | 24.74K | Jun 14 | View |
| May 14, 2021 | Burton George White | MANAGING DIRECTOR | 2.54K | $92.75 | -$5.35M | SELL-OPTIONS | 6.70% | 40.43K | May 12 | View |
| May 14, 2021 | Michelle Oroschakoff | MANAGING DIRECTOR | 0.00 | $97.76 | -$397.36K | SELL-OPTIONS | 0.00% | 24.39K | May 12 | View |
| May 12, 2021 | Matthew Enyedi | MANAGING DIRECTOR | -438.00 | $148.71 | -$65.13K | SELL | -8.41% | 4.77K | May 11 | View |
| May 12, 2021 | Matthew Audette | CHIEF FINANCIAL OFFICER | 0.00 | $91.06 | -$6.45M | SELL-OPTIONS | 0.00% | 12.39K | May 10 | View |
| May 12, 2021 | Dan Arnold | PRESIDENT & CEO | 0.00 | $104.61 | -$1.55M | SELL-OPTIONS | 0.00% | 204.01K | May 10 | View |
| Mar 10, 2021 | Richard Steinmeier | MANAGING DIRECTOR | -1.41K | $136.67 | -$192.16K | SELL | -5.78% | 22.90K | Mar 08 | View |
| Mar 01, 2021 | Scott Seese | MANAGING DIRECTOR | 734.00 | $131.33 | -$290.77K | GRANT | 2.95% | 25.59K | Feb 25 - Feb 26 | View |
| Mar 01, 2021 | Michelle Oroschakoff | MANAGING DIRECTOR | 667.00 | $131.16 | -$245.53K | GRANT | 2.81% | 24.39K | Feb 25 - Feb 26 | View |
| Mar 01, 2021 | Andrew John Kalbaugh | MANAGING DIRECTOR | 980.00 | $131.66 | -$517.95K | GRANT | 3.69% | 27.52K | Feb 25 - Feb 26 | View |
| Mar 01, 2021 | Matthew Enyedi | MANAGING DIRECTOR | 1.10K | $134.47 | -$116.19K | GRANT | 26.79% | 5.21K | Feb 25 - Mar 01 | View |
| Mar 01, 2021 | Matthew Audette | CHIEF FINANCIAL OFFICER | -733.00 | $131.70 | -$395.10K | SELL | -5.58% | 12.39K | Feb 25 - Feb 26 | View |
| Mar 01, 2021 | Dan Arnold | PRESIDENT & CEO | 9.89K | $131.11 | -$635.77K | GRANT | 5.10% | 204.01K | Feb 25 - Feb 26 | View |
| Feb 25, 2021 | Scott Seese | MANAGING DIRECTOR | 1.72K | $135.18 | -$1.26M | GRANT | 7.45% | 24.86K | Feb 23 - Feb 24 | View |
| Feb 25, 2021 | Michelle Oroschakoff | MANAGING DIRECTOR | 3.87K | $135.35 | -$578.77K | GRANT | 19.48% | 23.73K | Feb 23 - Feb 24 | View |
| Feb 25, 2021 | Sallie Larsen | MANAGING DIRECTOR | -764.00 | $135.10 | -$930.59K | SELL | -4.38% | 16.69K | Feb 23 - Feb 24 | View |
| Feb 25, 2021 | Andrew John Kalbaugh | MANAGING DIRECTOR | -941.00 | $99.69 | -$1.73M | SELL | -3.42% | 26.54K | Feb 23 - Feb 24 | View |
| Feb 25, 2021 | Matthew Audette | CHIEF FINANCIAL OFFICER | -1.71K | $135.14 | -$2.08M | SELL | -11.52% | 13.13K | Feb 23 - Feb 24 | View |
| Feb 25, 2021 | Dan Arnold | PRESIDENT & CEO | 0.00 | $135.76 | -$6.81M | GRANT | 0.00% | 194.12K | Feb 23 - Feb 24 | View |
| Feb 17, 2021 | Brent Simonich | EVP, CAO AND TREASURER | 1.91K | $131.00 | $250.08K | BUY | ∞ | 1.91K | Feb 16 | View |
| Feb 17, 2021 | Michelle Oroschakoff | MANAGING DIRECTOR | 0.00 | $91.32 | -$294.73K | SELL-OPTIONS | 0.00% | 19.86K | Feb 12 | View |
| Feb 17, 2021 | Dan Arnold | PRESIDENT & CEO | -12.94K | $130.62 | -$1.69M | SELL | -6.25% | 194.12K | Feb 13 - Feb 16 | View |
| Feb 12, 2021 | Andrew John Kalbaugh | MANAGING DIRECTOR | -8.56K | $91.28 | -$1.61M | SELL | -23.74% | 27.48K | Dec 11 - Feb 10 | View |
| Feb 11, 2021 | Matthew Enyedi | MANAGING DIRECTOR | 0.00 | $72.37 | -$154.72K | SELL-OPTIONS | 0.00% | 4.24K | Feb 09 | View |
| Nov 25, 2020 | Sallie Larsen | — | 0.00 | $63.30 | -$331.21K | OPTION EXERCISE | 0.00% | 17.45K | Nov 24 | View |
| Nov 17, 2020 | Sallie Larsen | — | -6.30K | $91.22 | -$574.69K | SELL | -26.52% | 17.45K | Nov 16 | View |
| Nov 13, 2020 | Michelle Oroschakoff | — | 0.00 | $70.80 | -$127.92K | OPTION EXERCISE | 0.00% | 19.86K | Nov 12 | View |
| Nov 12, 2020 | Richard Steinmeier | — | -3.98K | $86.00 | -$342.62K | SELL | -16.05% | 20.84K | Nov 09 | View |
| Nov 12, 2020 | Matthew Audette | — | -14.50K | $87.46 | -$1.09M | GIFT | -49.43% | 14.84K | Aug 07 - Nov 09 | View |
| Nov 12, 2020 | Dan Arnold | — | 0.00 | $66.08 | -$487.86K | OPTION EXERCISE | 0.00% | 212.16K | Nov 09 | View |
| Sep 08, 2020 | Dan Arnold | — | 0.00 | $66.43 | -$74.29K | OPTION EXERCISE | 0.00% | 212.16K | Sep 03 - Sep 04 | View |
| Aug 14, 2020 | Burton George White | — | -6.56K | $69.58 | -$1.03M | OPTION EXERCISE | -17.69% | 30.51K | Aug 12 | View |
| Aug 14, 2020 | Michelle Oroschakoff | — | 0.00 | $69.57 | -$118.08K | OPTION EXERCISE | 0.00% | 19.86K | Aug 12 | View |
| Aug 14, 2020 | Andrew John Kalbaugh | — | 0.00 | $63.08 | -$2.15M | OPTION EXERCISE | 0.00% | 36.04K | Aug 12 | View |
| Aug 13, 2020 | Dan Arnold | — | 0.00 | $66.03 | -$583.53K | OPTION EXERCISE | 0.00% | 212.16K | Aug 11 - Aug 13 | View |
| Jun 11, 2020 | Richard Steinmeier | — | -5.42K | $86.02 | -$466.06K | SELL | -16.03% | 28.37K | Jun 09 | View |
| Jun 11, 2020 | Andrew John Kalbaugh | — | 0.00 | $56.75 | -$2.17M | OPTION EXERCISE | 0.00% | 36.04K | Jun 09 | View |
| Jun 11, 2020 | Dan Arnold | — | 0.00 | $52.77 | -$1.32M | OPTION EXERCISE | 0.00% | 212.16K | Jun 09 | View |
| Jun 09, 2020 | Dan Arnold | — | -35.00K | $82.40 | -$2.88M | SELL | -14.16% | 212.16K | Jun 05 | View |
| Feb 27, 2020 | Michelle Oroschakoff | — | 1.54K | $86.07 | -$130.65K | GRANT OR AWARD | 16.71% | 10.75K | Feb 25 - Feb 26 | View |
| Feb 27, 2020 | Andrew John Kalbaugh | — | 1.18K | $85.91 | -$115.46K | GRANT OR AWARD | 3.99% | 30.66K | Feb 25 - Feb 26 | View |
| Feb 27, 2020 | Matthew Audette | — | 2.17K | $86.05 | -$217.53K | GRANT OR AWARD | 12.19% | 20.00K | Feb 25 - Feb 26 | View |
| Feb 18, 2020 | Michelle Oroschakoff | — | 0.00 | $71.52 | -$234.30K | OPTION EXERCISE | 0.00% | 9.56K | Feb 13 | View |
| Feb 18, 2020 | Dan Arnold | — | -6.47K | $94.88 | -$613.68K | SELL | -3.18% | 197.13K | Feb 14 | View |
| Jan 29, 2020 | Andrew John Kalbaugh | — | 0.00 | $56.39 | -$4.71M | OPTION EXERCISE | 0.00% | 29.89K | Jan 27 | View |
| Dec 10, 2019 | Burton George White | MANAGING DIRECTOR | 0.00 | $62.28 | -$1.24M | SELL-OPTIONS | 0.00% | 28.81K | Dec 06 | View |
| Nov 26, 2019 | Tracy Calder | MANAGING DIRECTOR | -1.51K | $55.72 | -$945.74K | SELL | -15.76% | 8.09K | Nov 22 - Nov 25 | View |
| Nov 15, 2019 | Michelle Oroschakoff | MANAGING DIRECTOR | 0.00 | $67.02 | -$189.30K | SELL-OPTIONS | 0.00% | 9.56K | Nov 13 | View |
| Nov 08, 2019 | Burton George White | MANAGING DIRECTOR | 0.00 | $59.16 | -$2.78M | SELL-OPTIONS | 0.00% | 28.81K | Nov 06 | View |
| Sep 12, 2019 | Andrew John Kalbaugh | MANAGING DIRECTOR | 9.09K | $56.33 | -$1.24M | SELL-OPTIONS | 43.67% | 29.89K | Sep 10 - Sep 11 | View |
| Sep 12, 2019 | Dan Arnold | PRESIDENT & CEO | -1.06K | $55.80 | -$2.33M | SELL | -0.46% | 227.78K | Sep 10 | View |
| Aug 26, 2019 | Dan Arnold | PRESIDENT & CEO | 0.00 | $53.77 | -$849.67K | SELL-OPTIONS | 0.00% | 228.85K | Aug 22 | View |
| Aug 15, 2019 | Michelle Oroschakoff | MANAGING DIRECTOR | 0.00 | $54.57 | -$170.97K | SELL-OPTIONS | 0.00% | 9.56K | Aug 13 | View |
| Aug 07, 2019 | Matthew Audette | CHIEF FINANCIAL OFFICER | -14.50K | $76.67 | -$958.41K | SELL | -44.02% | 18.44K | May 17 - Aug 05 | View |
| May 30, 2019 | Michelle Oroschakoff | MANAGING DIRECTOR | 0.00 | $60.70 | -$285.78K | SELL-OPTIONS | 0.00% | 9.56K | May 28 | View |
| May 10, 2019 | Tracy Calder | MANAGING DIRECTOR | -500.00 | $84.25 | -$42.13K | SELL | -4.96% | 9.59K | May 08 | View |
| May 07, 2019 | Dan Arnold | PRESIDENT & CEO | 0.00 | $58.63 | -$64.45K | SELL-OPTIONS | 0.00% | 228.85K | May 03 | View |
| Mar 15, 2019 | Michelle Oroschakoff | MANAGING DIRECTOR | -1.21K | $73.81 | -$89.61K | SELL | -11.26% | 9.56K | Mar 14 | View |
| Mar 15, 2019 | Thomas Gooley | MANAGING DIRECTOR | -982.00 | $52.81 | -$1.15M | SELL | -5.37% | 17.29K | Mar 13 - Mar 14 | View |
| Feb 26, 2019 | Michelle Oroschakoff | MANAGING DIRECTOR | -3.03K | $57.00 | -$672.66K | SELL | -21.97% | 10.78K | Feb 25 - Feb 26 | View |
| Feb 26, 2019 | Tracy Calder | MANAGING DIRECTOR | -9.79K | $77.34 | -$878.61K | SELL | -48.35% | 10.46K | Feb 23 - Feb 26 | View |
| Feb 26, 2019 | Dan Arnold | PRESIDENT & CEO | -4.14K | $54.80 | -$350.17K | SELL | -1.78% | 228.85K | Feb 26 | View |
| Feb 13, 2019 | Andrew John Kalbaugh | MANAGING DIRECTOR | 0.00 | $49.51 | -$2.19M | SELL-OPTIONS | 0.00% | 22.69K | Feb 11 | View |
| Feb 06, 2019 | Thomas Gooley | MANAGING DIRECTOR | 0.00 | $55.39 | -$1.69M | SELL-OPTIONS | 0.00% | 21.29K | Feb 04 | View |
| Jan 18, 2019 | Dan Arnold | PRESIDENT & CEO | 0.00 | $52.30 | -$1.30M | SELL-OPTIONS | 0.00% | 232.99K | Jan 16 | View |
| Jan 11, 2019 | Burton George White | MANAGING DIRECTOR | 3.00K | $44.11 | -$979.11K | SELL-OPTIONS | 11.24% | 29.69K | Jan 10 | View |
| Dec 14, 2018 | JAMES RIEPE | DIRECTOR | 8.98K | $40.48 | -$536.73 | SELL-OPTIONS | 7.55% | 127.90K | Dec 12 | View |
| Dec 14, 2018 | Thomas Gooley | MANAGING DIRECTOR | 0.00 | $40.28 | -$1.22M | SELL-OPTIONS | 0.00% | 21.29K | Dec 12 | View |
| Nov 28, 2018 | Michelle Oroschakoff | MANAGING DIRECTOR | 0.00 | $49.94 | -$156.72K | SELL-OPTIONS | 0.00% | 13.81K | Nov 27 | View |
| Nov 13, 2018 | Burton George White | MANAGING DIRECTOR | 2.21K | $44.04 | -$1.00M | SELL-OPTIONS | 9.05% | 26.69K | Nov 08 | View |
| Oct 02, 2018 | Sallie Larsen | MANAGING DIRECTOR | -250.00 | $64.40 | -$16.10K | SELL | -1.38% | 17.83K | Sep 28 | View |
| Aug 27, 2018 | Michelle Oroschakoff | MANAGING DIRECTOR | 0.00 | $52.00 | -$181.38K | SELL-OPTIONS | 0.00% | 13.81K | Aug 27 | View |
| Aug 03, 2018 | Dan Arnold | PRESIDENT & CEO | 7.23K | $46.02 | -$68.95K | SELL-OPTIONS | 3.15% | 236.99K | Aug 01 | View |
| Jun 15, 2018 | John Andrew Kalbaugh | MANAGING DIRECTOR | -1.63K | $70.20 | -$114.22K | SELL | -6.69% | 22.69K | Jun 14 | View |
| May 15, 2018 | Michelle Oroschakoff | MANAGING DIRECTOR | -6.05K | $69.58 | -$420.96K | SELL | -30.46% | 13.81K | May 11 | View |
| May 09, 2018 | Tracy Calder | MANAGING DIRECTOR | -7.39K | $64.54 | -$476.82K | SELL | -26.73% | 20.26K | May 07 | View |
| Mar 15, 2018 | Andrew John Kalbaugh | MANAGING DIRECTOR | -1.40K | $64.76 | -$90.53K | SELL | -5.44% | 24.32K | Mar 14 | View |
| Mar 15, 2018 | Burton George White | MANAGING DIRECTOR | -704.00 | $41.72 | -$1.23M | SELL | -2.76% | 24.80K | Mar 13 | View |
| Mar 08, 2018 | John Andrew Kalbaugh | MANAGING DIRECTOR | -2.40K | $63.16 | -$151.39K | SELL | -8.53% | 25.72K | Mar 07 | View |
| Mar 08, 2018 | Marco Hellman | DIRECTOR | -29.30K | $63.63 | -$1.86M | SELL | -5.62% | 492.39K | Mar 06 | View |
| Mar 08, 2018 | Dan H Arnold | PRESIDENT & CEO | -1.21K | $42.77 | -$490.36K | SELL | -0.52% | 229.76K | Mar 07 | View |
| Mar 02, 2018 | JAMES RIEPE | DIRECTOR | 7.87K | $44.46 | -$450.64 | SELL-OPTIONS | 7.34% | 115.06K | Mar 02 | View |
| Mar 02, 2018 | Marco Hellman | DIRECTOR | -10.89K | $66.00 | -$718.48K | SELL | -2.04% | 521.69K | Feb 28 | View |
| Feb 28, 2018 | Marco Hellman | DIRECTOR | -207.73K | $66.17 | -$13.75M | SELL | -28.06% | 532.58K | Feb 26 - Feb 27 | View |
| Feb 27, 2018 | Andrew John Kalbaugh | MANAGING DIRECTOR | 63.00 | $65.20 | -$180.21K | GRANT | 0.22% | 28.11K | Feb 23 - Feb 26 | View |
| Feb 27, 2018 | Dan H Arnold | PRESIDENT & CEO | -4.00K | $65.20 | -$261.06K | SELL | -1.70% | 230.97K | Feb 26 | View |
| Feb 26, 2018 | Marco Hellman | DIRECTOR | -1.15M | $62.12 | -$71.44M | SELL | -60.84% | 740.31K | Feb 22 | View |
| Feb 07, 2018 | William Morrissey Jr | MANAGING DIRECTOR | 0.00 | $45.27 | -$698.82K | SELL-OPTIONS | 0.00% | 17.54K | Feb 05 | View |
| Feb 07, 2018 | Andrew John Kalbaugh | MANAGING DIRECTOR | 0.00 | $44.89 | -$354.37K | SELL-OPTIONS | 0.00% | 28.05K | Feb 05 | View |
| Nov 17, 2017 | Dan Arnold | PRESIDENT & CEO | 0.00 | $38.17 | -$77.61K | SELL-OPTIONS | 0.00% | 234.97K | Nov 15 | View |
| Jun 05, 2017 | William Morrissey Jr | MANAGING DIRECTOR | 0.00 | $30.47 | -$570.34K | SELL-OPTIONS | 0.00% | 17.54K | Jun 02 | View |
| Mar 15, 2017 | Tracy Calder | MANAGING DIRECTOR | 5.51K | $29.58 | -$64.33K | SELL-OPTIONS | 22.39% | 30.11K | Mar 13 | View |
| Mar 15, 2017 | Dan H Arnold | PRESIDENT & CEO | -15.43K | $39.14 | -$603.83K | SELL | -6.64% | 216.99K | Mar 14 | View |
| Mar 06, 2017 | Mark Casady | DIRECTOR | 0.00 | $30.30 | -$41.80K | SELL-OPTIONS | 0.00% | 130.96K | Mar 02 | View |
| Feb 28, 2017 | Tracy Calder | MANAGING DIRECTOR | -11.15K | $39.06 | -$435.49K | SELL | -31.19% | 24.60K | Feb 25 - Feb 27 | View |
| Feb 23, 2017 | George Burton White | MD, INVESTOR & INVSTMT SOLUTNS | -351.00 | $33.77 | -$332.57K | SELL | -1.64% | 21.09K | Feb 22 | View |
| Feb 23, 2017 | Andrew John Kalbaugh | MD, DIVISIONAL PRESIDENT NSC | -345.00 | $32.62 | -$440.76K | SELL | -1.31% | 25.89K | Feb 22 - Feb 23 | View |
| Feb 23, 2017 | Mark Casady | DIRECTOR | 0.00 | $36.00 | -$515.98K | SELL-OPTIONS | 0.00% | 130.96K | Feb 22 | View |
| Feb 15, 2017 | Marco Hellman | DIRECTOR | -900.00K | $40.00 | -$36.00M | SELL | -32.31% | 1.89M | Feb 13 | View |
| Feb 15, 2017 | Mark Casady | DIRECTOR | 0.00 | $35.72 | -$6.34M | SELL-OPTIONS | 0.00% | 130.96K | Feb 13 - Feb 15 | View |
| Mar 08, 2016 | Jeffrey Buchheister | EVP, CHIEF ACCOUNTING OFFICER | -63.00 | $18.92 | -$1.85K | TAX | -0.85% | 7.34K | Feb 12 - Mar 06 | View |
| Mar 08, 2016 | Dan H Arnold | PRESIDENT | -1.21K | $21.27 | -$25.69K | SELL | -0.62% | 193.60K | Mar 08 | View |
| Mar 02, 2016 | Viet D Dinh | DIRECTOR | 4.84K | $20.42 | $98.92K | BUY | 167.79% | 7.73K | Feb 29 | View |
| Feb 29, 2016 | Dan H Arnold | PRESIDENT | 14.03K | $19.29 | -$21.12K | GRANT | 7.76% | 194.81K | Feb 25 | View |
| Dec 16, 2015 | William P. Morrissey Jr. | MD, DIVISIONAL PRES. IAS | 0.00 | $32.23 | -$531.25K | SELL-OPTIONS | 0.00% | 6.55K | Dec 14 | View |
| Dec 16, 2015 | Jeffrey Buchheister | EVP, CHIEF ACCOUNTING OFFICER | -10.69K | $42.59 | -$455.20K | SELL | -65.98% | 5.51K | Dec 14 | View |
| Dec 14, 2015 | TPG Group Holdings SBS Advisors IncDAVID BONDERMANJAMES COULTER | — | -4.32M | $43.27 | -$186.91M | SELL | -32.94% | 8.79M | Dec 10 | View |
| Jun 12, 2015 | Dan H Arnold | PRESIDENT | 0.00 | $37.90 | -$86.31K | SELL-OPTIONS | 0.00% | 183.62K | Jun 10 | View |
| Jun 04, 2015 | Sharyn Handelsman | MD, CHIEF COMPLIANCE OFFICER | 0.00 | $37.23 | -$80.11K | SELL-OPTIONS | 0.00% | 6.48K | Jun 02 | View |
| May 28, 2015 | Mark S Casady | CHAIRMAN & CHIEF EXEC. OFFICER | 21.10K | $42.48 | $896.33K | BUY | 19.21% | 130.96K | May 28 | View |
| Mar 04, 2015 | Dan H Arnold | CHIEF FINANCIAL OFFICER | -3.66K | $45.14 | -$165.27K | SELL | -1.99% | 180.00K | Mar 02 | View |
| Feb 26, 2015 | Dan H Arnold | CHIEF FINANCIAL OFFICER | -2.27K | $36.82 | -$202.63K | SELL | -1.22% | 183.66K | Feb 24 - Feb 25 | View |
| Feb 23, 2015 | Dan H Arnold | CHIEF FINANCIAL OFFICER | 0.00 | $36.98 | -$340.33K | SELL-OPTIONS | 0.00% | 185.93K | Feb 19 | View |
| Mar 04, 2014 | Thomas Lux | EVP, CAO | 2.20K | $41.31 | -$38.30K | SELL-OPTIONS | 35.41% | 8.41K | Feb 28 | View |
| Feb 19, 2014 | Derek Bruton | MD, INDEPENDENT ADVISOR SVCS | 0.00 | $37.64 | -$498.08K | SELL-OPTIONS | 0.00% | 7.87K | Feb 14 | View |
| Feb 18, 2014 | TPG Group Holdings SBS Advisors IncDAVID BONDERMANJAMES COULTER | 10% OWNER | -3.82M | $52.00 | -$198.80M | SELL | -22.57% | 13.11M | Feb 13 | View |
| Feb 14, 2014 | Robert Moore | PRESIDENT & COO | 6.00 | $36.36 | -$4.32M | SELL-OPTIONS | 0.01% | 40.01K | Feb 12 - Feb 14 | View |
| Feb 14, 2014 | Dan H Arnold | CHIEF FINANCIAL OFFICER | -70.00K | $52.00 | -$3.64M | SELL | -28.74% | 173.52K | Feb 12 | View |
| Jan 13, 2014 | James S Putnam | DIRECTOR | -30.00K | $50.00 | -$1.50M | SELL | -22.34% | 104.28K | Jan 09 | View |
| Jan 09, 2014 | James S Putnam | DIRECTOR | -30.00K | $48.00 | -$1.44M | SELL | -18.26% | 134.28K | Jan 07 | View |
| Dec 24, 2013 | James S Putnam | DIRECTOR | -30.00K | $46.00 | -$1.38M | SELL | -15.44% | 164.28K | Dec 23 | View |
| Dec 11, 2013 | James S Putnam | DIRECTOR | -30.00K | $44.00 | -$1.32M | SELL | -13.38% | 194.28K | Dec 09 - Dec 10 | View |
| Nov 15, 2013 | Thomas Lux | EVP, CAO | -1.00K | $42.31 | -$42.31K | SELL | -16.13% | 5.20K | Nov 14 | View |
| Nov 14, 2013 | James S Putnam | DIRECTOR | -79.70K | $42.06 | -$3.35M | SELL | -100.00% | 0.00 | Nov 12 - Nov 13 | View |
| Nov 08, 2013 | TPG Group Holdings SBS Advisors IncDAVID BONDERMANJAMES COULTER | 10% OWNER | -59.00K | $39.68 | -$2.34M | SELL | -0.35% | 16.94M | Nov 08 | View |
| Nov 07, 2013 | TPG Group Holdings SBS Advisors IncDAVID BONDERMANJAMES COULTER | 10% OWNER | -279.68K | $40.42 | -$11.31M | SELL | -1.62% | 17.00M | Nov 05 - Nov 07 | View |
| Oct 22, 2013 | James S Putnam | DIRECTOR | -77.50K | $40.01 | -$3.10M | SELL | -60.93% | 49.70K | Oct 18 - Oct 21 | View |
| Sep 06, 2013 | TPG Group Holdings SBS Advisors IncDAVID BONDERMANJAMES COULTER | 10% OWNER | -260.24K | $37.33 | -$9.71M | SELL | -1.48% | 17.28M | Sep 04 - Sep 06 | View |
| Sep 03, 2013 | TPG Group Holdings SBS Advisors IncDAVID BONDERMANJAMES COULTER | 10% OWNER | -492.89K | $37.10 | -$6.37M | SELL | -2.73% | 17.54M | Aug 29 - Sep 03 | View |
| Jun 14, 2013 | TPG Group Holdings SBS Advisors IncDAVID BONDERMANJAMES COULTER | 10% OWNER | -667.43K | $36.65 | -$5.05M | SELL | -3.04% | 21.28M | Jun 12 - Jun 13 | View |
| Jun 06, 2013 | JEFFREY STIEFLER | DIRECTOR | -46.94K | $37.18 | -$1.75M | SELL | -80.10% | 11.66K | Jun 04 | View |
| May 17, 2013 | James Putnam | DIRECTOR | -75.00K | $38.00 | -$2.85M | SELL | -43.55% | 97.20K | May 15 | View |
| May 13, 2013 | James Putnam | DIRECTOR | -70.00K | $36.00 | -$2.52M | SELL | -32.99% | 142.20K | May 09 | View |
| May 07, 2013 | Mark Helliker | MD, B/D SUPPORT SERVICES | 0.00 | $27.23 | -$373.66K | SELL-OPTIONS | 0.00% | 3.32K | May 03 | View |
| Apr 12, 2013 | James Putnam | DIRECTOR | -65.00K | $34.01 | -$2.21M | SELL | -26.29% | 182.20K | Apr 10 | View |
| Feb 28, 2013 | JEFFREY STIEFLER | DIRECTOR | -25.00K | $31.41 | -$785.25K | SELL | -29.90% | 58.60K | Feb 27 | View |
| Feb 21, 2013 | James Putnam | DIRECTOR | -40.50K | $32.67 | -$1.32M | SELL | -15.42% | 222.20K | Feb 19 | View |
| Feb 19, 2013 | James Putnam | DIRECTOR | -39.50K | $32.66 | -$1.29M | SELL | -14.11% | 240.40K | Feb 15 | View |
| Feb 13, 2013 | Derek Bruton | MD, NATIONAL SALES MANAGER | 0.00 | $26.23 | -$289.85K | SELL-OPTIONS | 0.00% | 0.00 | Feb 11 | View |
| Jan 30, 2013 | Stephanie L Brown | MD & GENERAL COUNSEL | -31.70K | $33.00 | -$1.05M | SELL | -5.52% | 542.37K | Jan 28 - Jan 29 | View |
| Jan 11, 2013 | Stephanie L Brown | MD & GENERAL COUNSEL | -10.35K | $30.00 | -$310.50K | SELL | -1.77% | 574.07K | Jan 09 | View |
| Dec 10, 2012 | Christopher Feeney | MD, CHIEF INFORMATION OFFICER | 0.00 | $23.05 | -$90.27K | SELL-OPTIONS | 0.00% | 0.00 | Dec 06 | View |
| Nov 27, 2012 | Stephanie L Brown | MD & GENERAL COUNSEL | -32.06K | $27.00 | -$865.51K | SELL | -5.20% | 584.42K | Nov 23 | View |
| Nov 02, 2012 | Stephanie L Brown | MD & GENERAL COUNSEL | -6.13K | $29.15 | -$178.66K | SELL | -0.98% | 616.47K | Oct 31 - Nov 01 | View |
| Aug 16, 2012 | Mark S Casady | CHAIRMAN & CHIEF EXEC. OFFICER | -180.46K | $28.63 | -$4.08M | SELL | -14.22% | 1.09M | Mar 02 - Aug 16 | View |
| Aug 10, 2012 | Robert J Moore | PRESIDENT & COO | 20.00K | $28.42 | $568.40K | BUY | 100.00% | 40.00K | Aug 08 | View |
| Jul 03, 2012 | Stephanie L Brown | MD & GENERAL COUNSEL | -11.00K | $33.83 | -$372.13K | SELL | -1.74% | 622.60K | Jun 29 | View |
| May 14, 2012 | Joan D Khoury | MD, CHIEF MARKETING OFFICER | 2.00K | $32.00 | $64.00K | BUY | ∞ | 2.00K | May 11 | View |
| May 08, 2012 | Hellman Friedman LLCHellman Friedman Investors V LPHELLMAN FRIEDMAN CAPITAL V LPHellman Friedman Capital Partners V Parallel LPHellman Friedman Capital Associates V LP | DIRECTOR | -7.25M | $33.38 | -$242.00M | SELL | -99.81% | 13.48K | May 07 | View |
| May 08, 2012 | TPG Group Holdings SBS Advisors IncDAVID BONDERMANJAMES COULTER | 10% OWNER | -7.25M | $33.38 | -$242.00M | p | -21.19% | 26.96M | May 07 | View |
| May 02, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $35.70 | -$44.63K | SELL | -0.62% | 199.11K | Apr 30 | View |
| Apr 12, 2012 | Stephanie L Brown | MD & GENERAL COUNSEL | -25.00K | $37.30 | -$932.60K | SELL | -3.88% | 619.11K | Apr 10 | View |
| Apr 10, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $37.44 | -$46.80K | SELL | -0.62% | 200.36K | Apr 09 | View |
| Apr 04, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -7.25K | $37.53 | -$272.09K | SELL | -3.47% | 201.61K | Apr 02 | View |
| Mar 27, 2012 | James Putnam | DIRECTOR | -40.00K | $38.01 | -$1.52M | SELL | -5.66% | 666.93K | Mar 26 - Mar 27 | View |
| Mar 26, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $37.62 | -$47.02K | SELL | -0.59% | 208.86K | Mar 26 | View |
| Mar 20, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $36.90 | -$46.13K | SELL | -0.59% | 210.11K | Mar 19 | View |
| Mar 13, 2012 | Christopher Feeney | MD, CHIEF INFORMATION OFFICER | 0.00 | $27.02 | -$77.23K | SELL-OPTIONS | 0.00% | 0.00 | Mar 09 | View |
| Mar 13, 2012 | James Putnam | DIRECTOR | -40.00K | $36.00 | -$1.44M | SELL | -5.36% | 706.93K | Mar 09 | View |
| Mar 13, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -55.25K | $36.00 | -$1.99M | SELL | -20.72% | 211.36K | Mar 09 - Mar 12 | View |
| Mar 06, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $33.75 | -$42.19K | SELL | -0.47% | 266.61K | Mar 05 | View |
| Mar 05, 2012 | William E. Dwyer III | PRES., NAT'L SALES & MKTG. | 0.00 | $17.75 | -$1.15M | SELL-OPTIONS | 0.00% | 363.91K | Mar 02 | View |
| Feb 29, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $32.55 | -$40.69K | SELL | -0.46% | 267.86K | Feb 27 | View |
| Feb 22, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $32.90 | -$41.13K | SELL | -0.58% | 215.66K | Feb 21 | View |
| Feb 14, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $32.66 | -$40.82K | SELL | -0.57% | 216.91K | Feb 13 | View |
| Feb 13, 2012 | William E. Dwyer III | PRES., NAT'L SALES & MKTG. | 0.00 | $16.81 | -$1.09M | SELL-OPTIONS | 0.00% | 278.46K | Feb 09 | View |
| Feb 13, 2012 | Mark S Casady | CHAIRMAN & CHIEF EXEC. OFFICER | -60.00K | $32.28 | -$1.94M | SELL | -4.69% | 1.22M | Feb 09 | View |
| Jan 31, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $32.53 | -$40.66K | SELL | -0.57% | 218.16K | Jan 30 | View |
| Jan 24, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $34.46 | -$43.08K | SELL | -0.57% | 219.41K | Jan 23 | View |
| Jan 20, 2012 | James Putnam | DIRECTOR | -40.00K | $34.00 | -$1.36M | SELL | -5.47% | 690.71K | Jan 18 - Jan 19 | View |
| Jan 19, 2012 | Esther Stearns | PRESIDENT & COO | -14.40K | $34.01 | -$489.70K | SELL | -5.01% | 273.02K | Jan 18 - Jan 19 | View |
| Jan 18, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $33.48 | -$41.85K | SELL | -0.56% | 220.66K | Jan 17 | View |
| Jan 13, 2012 | Esther Stearns | PRESIDENT & COO | -15.00K | $33.01 | -$495.15K | SELL | -4.96% | 287.42K | Jan 11 - Jan 12 | View |
| Jan 11, 2012 | Esther Stearns | PRESIDENT & COO | -15.00K | $32.02 | -$480.30K | SELL | -4.73% | 302.42K | Jan 10 | View |
| Jan 10, 2012 | Esther Stearns | PRESIDENT & COO | -37.90K | $31.01 | -$1.18M | SELL | -10.67% | 317.42K | Jan 09 | View |
| Jan 10, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $30.87 | -$38.59K | SELL | -0.56% | 221.91K | Jan 09 | View |
| Jan 06, 2012 | Esther Stearns | PRESIDENT & COO | -78.60K | $30.78 | -$2.42M | SELL | -18.11% | 355.32K | Jan 05 - Jan 06 | View |
| Jan 05, 2012 | Esther Stearns | PRESIDENT & COO | -24.60K | $30.24 | -$743.90K | SELL | -5.37% | 433.92K | Jan 04 | View |
| Jan 04, 2012 | Esther M Stearns | PRESIDENT & COO | -28.90K | $30.68 | -$886.65K | SELL | -5.93% | 458.52K | Jan 03 | View |
| Jan 04, 2012 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $30.77 | -$38.46K | SELL | -0.56% | 223.16K | Jan 03 | View |
| Dec 29, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $29.37 | -$36.71K | SELL | -0.55% | 224.41K | Dec 27 | View |
| Dec 20, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $28.18 | -$35.23K | SELL | -0.55% | 225.66K | Dec 19 | View |
| Dec 13, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $28.92 | -$36.15K | SELL | -0.55% | 226.91K | Dec 12 | View |
| Dec 06, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $30.21 | -$37.76K | SELL | -0.54% | 228.16K | Dec 05 | View |
| Dec 02, 2011 | Dan H Arnold | MD & DIVISION PRESIDENT, FIS | -56.00K | $30.00 | -$1.68M | SELL | -18.50% | 246.68K | Nov 30 | View |
| Dec 02, 2011 | Mark S Casady | CHAIRMAN & CHIEF EXEC. OFFICER | -20.00K | $30.00 | -$600.00K | SELL | -1.54% | 1.28M | Nov 30 - Dec 01 | View |
| Nov 30, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $27.79 | -$34.74K | SELL | -0.54% | 229.41K | Nov 28 | View |
| Nov 23, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $28.07 | -$35.09K | SELL | -0.54% | 230.66K | Nov 21 | View |
| Nov 15, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $28.39 | -$35.49K | SELL | -0.54% | 231.91K | Nov 14 | View |
| Nov 08, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $28.83 | -$36.04K | SELL | -0.53% | 233.16K | Nov 07 | View |
| Nov 02, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $28.67 | -$35.84K | SELL | -0.53% | 234.41K | Oct 31 | View |
| Oct 11, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $26.20 | -$32.75K | SELL | -0.53% | 235.66K | Oct 10 | View |
| Oct 04, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $25.22 | -$31.52K | SELL | -0.52% | 236.91K | Oct 03 | View |
| Sep 27, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $25.00 | -$31.25K | SELL | -0.52% | 238.16K | Sep 26 | View |
| Sep 20, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $25.38 | -$31.73K | SELL | -0.52% | 239.41K | Sep 19 | View |
| Sep 13, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $25.00 | -$31.25K | SELL | -0.52% | 240.66K | Sep 12 | View |
| Sep 06, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $26.69 | -$33.36K | SELL | -0.51% | 241.91K | Sep 06 | View |
| Aug 31, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $27.74 | -$34.67K | SELL | -0.51% | 243.16K | Aug 29 | View |
| Aug 22, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $27.48 | -$34.35K | SELL | -0.51% | 244.41K | Aug 22 | View |
| Aug 16, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $27.52 | -$34.40K | SELL | -0.51% | 245.66K | Aug 15 | View |
| Aug 08, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $30.56 | -$38.20K | SELL | -0.50% | 246.91K | Aug 08 | View |
| Aug 03, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $32.96 | -$41.20K | SELL | -0.50% | 248.16K | Aug 01 | View |
| Aug 03, 2011 | Dan H Arnold | MD & DIVISION PRESIDENT, FIS | -14.00K | $32.73 | -$458.22K | SELL | -4.42% | 302.68K | Aug 01 | View |
| Jul 12, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $33.46 | -$41.83K | SELL | -0.50% | 249.41K | Jul 11 | View |
| Jul 07, 2011 | Stephanie L Brown | MD & GENERAL COUNSEL | -17.06K | $35.00 | -$597.00K | SELL | -2.44% | 680.98K | Jul 06 | View |
| Jul 06, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $34.21 | -$42.76K | SELL | -0.50% | 250.66K | Jul 05 | View |
| Jun 30, 2011 | Dan H Arnold | MD & DIVISION PRESIDENT, FIS | -14.00K | $33.81 | -$473.34K | SELL | -4.23% | 316.68K | Jun 28 | View |
| Jun 28, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $33.14 | -$41.42K | SELL | -0.49% | 251.91K | Jun 27 | View |
| Jun 21, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $34.49 | -$43.11K | SELL | -0.49% | 253.16K | Jun 20 | View |
| Jun 14, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $34.65 | -$43.31K | SELL | -0.49% | 254.41K | Jun 13 | View |
| Jun 07, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $35.84 | -$44.80K | SELL | -0.49% | 255.66K | Jun 06 | View |
| Jun 02, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $35.52 | -$44.40K | SELL | -0.48% | 256.91K | May 31 | View |
| May 24, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $34.07 | -$42.59K | SELL | -0.48% | 258.16K | May 23 | View |
| May 19, 2011 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | -1.25K | $33.97 | -$42.46K | SELL | -0.48% | 259.41K | May 18 | View |
| May 19, 2011 | William E. Dwyer III | PRES., NAT'L SALES & MKTG. | 0.00 | $18.01 | -$2.42M | SELL-OPTIONS | 0.00% | 218.48K | May 18 - May 19 | View |
| May 10, 2011 | Esther M Stearns | PRESIDENT & COO | -214.40K | $34.85 | -$7.47M | SELL | -30.55% | 487.42K | May 02 | View |
| Nov 19, 2010 | James S Putnam | DIRECTOR | 240.40K | $15.76 | -$13.71M | SELL-OPTIONS | 150.63% | 400.00K | Nov 17 | View |
| Nov 19, 2010 | Esther M Stearns | PRESIDENT & COO | 701.32K | $15.94 | -$35.31M | SELL-OPTIONS | 140263.20% | 701.82K | Nov 17 | View |
| Nov 19, 2010 | Jonathan Eaton | MD, CUSTOM CLEARING SERVICES | 260.66K | $15.82 | -$13.31M | SELL-OPTIONS | ∞ | 260.66K | Nov 17 | View |
| Nov 19, 2010 | William E. Dwyer III | MD & PRES., NAT'L SALES&MKTG | 255.48K | $15.94 | -$8.30M | SELL-OPTIONS | 530.05% | 303.68K | Nov 17 | View |
| Nov 19, 2010 | Mark S Casady | CHAIRMAN & CHIEF EXEC. OFFICER | 1.44M | $15.84 | -$57.93M | SELL-OPTIONS | ∞ | 70.00K | Nov 17 | View |
| Nov 19, 2010 | Stephanie L Brown | MD & GENERAL COUNSEL | -125.83K | $30.00 | -$3.77M | SELL | -15.00% | 713.04K | Nov 17 | View |
| Nov 19, 2010 | Dan H Arnold | MD & DIVISION PRESIDENT, FIS | -58.36K | $30.00 | -$1.75M | SELL | -15.00% | 330.68K | Nov 17 | View |
| Nov 19, 2010 | Denise M Abood | MD, HUMAN CAPITAL | -6.91K | $30.00 | -$207.18K | SELL | -15.00% | 39.13K | Nov 17 | View |
FAQ
Q
Is insider trading legal?
A
Insider trading is legal so long as the insiders report those trades to the SEC. Illegal securities trading occurs when the insider is violating a fiduciary duty or fails to report their trades.
Q
What are some examples of market manipulation?
A
Insider trading, pump and dump schemes, front running and wash trades are all examples of market manipulation. Investors who track insider asset movement should think carefully about why these insiders are trading their stocks before moving forward.
Browse insider trades on all stocks.
LPLA Insider Trading News
People Also Watch
Market Resources
Trading Tools & Education
- Benzinga Pro Trading Platform
- Options Trading Strategies and News
- Stock Market Trading Ideas and Analysis
- Technical Analysis Charts and Indicators
- Fundamental Analysis and Valuation
- Day Trading Guides and Strategies
- Live Investors Events
- Pre market Stock Analysis and News
- Cryptocurrency Market Analysis and News
Ring the Bell
A newsletter built for market enthusiasts by market enthusiasts. Top stories, top movers, and trade ideas delivered to your inbox every weekday before and after the market closes.
© 2025 Benzinga | All Rights Reserved