SEC

“Penny stock” is one of those ubiquitous investing terms with slightly different definitions depending on who you ask. Part of that confusion comes from the fact that the colloquial definition of the term differs from the legal definition contained in the Exchange Act. Let’s...

To this point, U.S. regulators have shown no willingness to approve exchange traded funds linked to bitcoin, but that's not stopping issuers from attempting to bring bitcoin ETFs to market. A recent filing with the Securities and Exchange Commission indicates another issuer is looking to try...

In the U.S. market, an exchange traded fund linked to bitcoin remains elusive. Bitwise Asset Management, a provider of cryptocurrency indexes and funds, is looking to change that. What To Know In 2018, ETF industry observers and crypto market fans were tantalized by the prospects of a U.S.-listed...

Opko Health Inc. (NASDAQ: OPK) lost around 57 percent over the span of a few months after the SEC named the company as a defendant in a lawsuit alleging a "pump-and-dump" stock trading by CEO and Chairman Dr. Phil Frost. The conclusion of the litigation — which ended with the...

Tesla Inc (NASDAQ: TSLA) shares ticked higher Friday morning after naming Oracle Corporation (NYSE: ORCL) co-founder Larry Ellison and Walgreens Boots Alliance Inc (NASDAQ: WBA) executive Kathleen Wilson-Thompson to its board. What Happened As part of its settlement with the Securities and Exchange...

The huge sell-off in the U.S. stock market this week has gotten the attention of both investors and market experts. Billionaire Omega Advisors hedge fund manager Leon Cooperman called out the U.S. Securities and Exchange Commission on Thursday for its role in the volatility. What He Said Cooperman...

Elon Musk is no longer the most talked about source of scrutiny from the SEC. Professional boxer Floyd Mayweather, Jr. and music producer DJ Khaled are now in the spotlight. What Happened The Securities and Exchange Commission Thursday afternoon announced charges against both Mayweather and Khaled...

VanEck issued a reply to the U.S. Securities and Exchange Commission over Bitcoin exchange traded funds (ETF) in a letter that was revealed on the regulator’s official website. The Outcome Of The Meeting The letter comes as a public release/evidence regarding the outcome of an Oct. 9 meeting...