SEC

Financial Crime Weekly: SEC Charges 3 Texans With Running $91 Million Ponzi Scheme & Raytheon, RTX Agree To Pay $8.4 Million To Settle Allegations

Financial Crime Weekly: Man Charged With Operating $198 Million Crypto Ponzi Scheme

SEC Chair Paul Atkins Says Crypto Deserves Clear Regulatory Rules, Praises 'Crypto Mom' Hester Peirce's Efforts

Financial Crime Weekly: Man Charged With Operating $198 Million Crypto Ponzi Scheme

SEC Chair Paul Atkins Says Crypto Deserves Clear Regulatory Rules, Praises 'Crypto Mom' Hester Peirce's Efforts

What's Going On With Webull Stock?

Financial Crime Weekly: Toyota Subsidiary To Pay Over $1.6 Billion For Emissions Fraud Scheme

What's Going On With Webull Stock?

Financial Crime Weekly: Toyota Subsidiary To Pay Over $1.6 Billion For Emissions Fraud Scheme

Trump Media & Technology Insiders Dump Shares

Gary Gensler's SEC Rules Targeted As Managed Funds Association Urges Rollbacks Under Trump-Picked Leadership

SEC Recent News

Interm SEC Chair Mark Uyeda Anticipates Less Active Rulemaking: We Want To Be 'Very Methodical'

Interim SEC Chair Mark Uyeda replaced Gary Gensler as highest-ranking official, signaling a change in direction and reversing Gensler's actions. Uyeda also faces staffing cuts and policy shifts during his tenure.

SoundHound AI Stock Is Tumbling Tuesday: What's Going On?

SoundHound AI Inc (NASDAQ:SOUN) shares are falling Tuesday after the company announced it's unable to timely file its 10-K with the U.S. Securities and Exchange Commission.

New ETF PRIV Bridges Private And Public Credit, Draws Investor Interest And SEC Concerns

EFT PRIV by State Street & Apollo offers steady returns & income, allocating 80% to investment-grade debt & 20% to high-yield bonds. SEC raises concerns.

Super Micro Computer Stock Is Soaring After Hours: What's Going On?

Super Micro Computer shares are surging in Tuesday's after-hours session after the company filed its delayed quarterly and annual reports with the U.S. Securities and Exchange Commission.

Financial Crime Weekly: $1.4 Billion Ethereum Stolen In Largest Crypto Hack Ever, SEC Creates Cyber And Emerging Technologies Unit

$1.4 Billion Ethereum Stolen In Largest Crypto Hack In History

Financial Crime Weekly: Man Pleads Guilty To Hacking SEC Social Media Account, Two Plead Guilty In $577 Million Crypto Fraud Scheme

A man pleads guilty to hacking the SEC Chairman's social media account and two men plead guilty in a $577 million crypto fraud scheme.

SMCI Stock Jumps Nearly 7% In Wednesday Pre-Market After Company Says It Will Meet SEC Filing Deadline

Super Micro Computer Inc (SMCI) is trading 5.6% higher in pre-market on Wednesday as it announced yesterday that it would meet the SEC filing deadline to avoid delisting.

Financial Crime Weekly: Former Celsius VP Pleads Guilty To Insider Trading, Lockheed Martin Pays Nearly $30 Million Settlement

Former Celsius Holdings vice president and controller pleads guilty to securities fraud related to insider trading. Lockheed Martin pays nearly $30 million to resolve allegations of defective pricing on defense contracts.

Roblox Shares Slip As SEC Confirms Investigation: Report

Roblox is part of an active and ongoing investigation by the Securities and Exchange Commission, the agency said Friday.

Cboe Global Markets Announces Plans For 24-Hour Stock Trading

Cboe Global Markets announced on Monday that it plans to offer 24-hour, five days per week trading for U.S. equities on its Cboe EDGX Equities Exchange, subject to regulatory review.

Financial Crime Weekly: Judge Orders $5.9 Billion Fine In Ponzi Scheme Case, SEC Chairman Appoints New Staff Members

A federal judge ordered Allen Stanford to pay a $5.9 billion fine in his Ponzi scheme case and the SEC appointed new staff members to fill vacant positions.

Financial Crime Weekly: Pfizer Pays Nearly $60 Million To Resolve False Claims Allegations, SEC Creates Crypto Task Force

The DOJ announces Pfizer agreed to pay nearly $60 million to resolve false claims allegations. The SEC creates a task force dedicated to the development of a clear and comprehensive regulatory framework for crypto assets.

Financial Crime Weekly: American Express Pays $108 Million To Settle Deceptive Marketing Charges, Vanguard Group Pays $106 Million For Violations

American Express pays $108 million to settle deceptive marketing charges. The Vanguard Group pays $106 million to settle charges related to misleading statements.