Best Financial Advisors in Scottsdale, Arizona

Looking for the right advisor for you? Datalign Advisory makes finding a financial advisor specific to your needs easier than ever.

Scottsdale, Arizona, is known for its great weather, golf courses and luxurious spa resorts. Another fun fact, the city is also home to top financial advisors. If you’re on the lookout for financial professionals to advise you, then look no further. Benzinga has compiled a list of advisors that can help you manage your finances and ease your burden.

Best Financial Advisors in Scottsdale:

  • Best for Retirement Planning Services: ARQ Wealth Advisors
  • Best Robo-Advisor: M1 Finance
  • Best for Wide Array of Services: Pinnacle Peak Private Client Group
  • Best Mobile App: Betterment
  • Best for Comprehensive Wealth Management: MSH Capital Advisors
  • Best Portfolio Analysis: Personal Capital
  • Best for Long-Term Planning: Trajan Wealth
  • Best for Personalized Asset Management: Galvin, Gaustad & Stein

Best for Retirement Planning Services: ARQ Wealth Advisors

ARQ Wealth Advisors is an established retirement planning firm in Scottsdale. It is a fee-only fiduciary, which means that it has a legal duty to put its clients first. The firm provides unbiased strategies and products to help you financially. 

ARQ Wealth has 2 retirement planning specialties — Wealth Apex™ and Wealth Builder™. 

Wealth Apex deals with wealth management and financial planning for those who are further along in their careers and financial life. Wealth Builder is for the young professional looking for investment and financial planning guidance to become more financially secure. 

Claim Profile

Reach out to our team to improve your companies visibilty

ARQ WEALTH ADVISORS, LLC

ARQ WEALTH ADVISORS, LLC

$213,438,490
  • A percentage of assets under your management
N/A
5
182
Yes
92
8
  • Financial planning services
Address

14500 N. NORTHSIGHT BLVD, STE 200 SCOTTSDALE AZ, 85260

Phone number

480.634.1916

Best For
Customizable Robo Investing

Best Robo-Advisor: M1 Finance

M1 Finance is a smart money management platform that allows you to make, save and invest your money. The platform is extremely popular and trusted with over 14,000 5-star ratings and 150,000 users. 

With M1 Finance you can build your investment portfolio and deposit money weekly, biweekly or even monthly. Get access to a flexible portfolio line of credit when your portfolio reaches $10,000. You can also use your integrated M1 Spend checking account to repay your loan on your schedule.

M1 Finance has 2 types of accounts — M1 and M1 Plus. M1 account does not charge management fees, trading commissions and checking account fees. The M1 Plus account is available for $125 per year, where you can receive additional benefits like 1% cash back on qualifying debit card purchases and 1% annual percentage yield (APY) checking.

Best for Wide Array of Services: Pinnacle Peak Private Client Group

Pinnacle Peak Private Client Group is a registered investment advisor (RIA) in Scottsdale. The firm operates in an open architecture environment, which means you’ll have access to a full range of investment options. 

Pinnacle Peak offers a wide range of services that include:

  • Wealth accumulation and preservation
  • Investment consultation and management
  • Women’s financial strategies
  • 529s/education planning
  • Defined benefit and distribution planning
  • Retirement planning
  • Estate planning
  • Insurance and annuities
  • Charitable giving

The firm has a client-focused philosophy, making sure that you have personal, direct access to the team. You can also get 24/7 online access to account statements, progress reports and market reports so that you are always updated.

Claim Profile

Reach out to our team to improve your companies visibilty

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

$121,844,882
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
N/A
N/A
589
Yes
38
8
  • Financial planning services
  • Pension consulting services
Address

18867 N. THOMPSON PEAK PARKWAY STE #225 SCOTTSDALE AZ, 85255

Phone number

480-771-4301

Best For
ETF Investors

Best Mobile App: Betterment

Betterment is ideal for new and seasoned investors who need an app to manage their finances. The app manages your money and invests it in a recommended portfolio when you deposit. It also handles the trading and rebalancing for you. 

Betterment’s Digital plan has an annual fee of 0.25% per year on your balance. You can think of it as $25 per year for every $10,000 invested. There is no minimum balance required to open the account.

Betterment’s Premium plan is perfect for those who need more in-depth advice on higher balances. There is an annual fee of 0.40% and a minimum balance requirement of $100,000.

Best for Comprehensive Wealth Management: MSH Capital Advisors, LLC

MSH Capital Advisors is a registered investment advisory firm in Scottsdale. The firm specializes in providing comprehensive financial strategies — whether you are a business owner, single parent, retiree or college student. The most common services provided by the firm include:

  • Retirement planning
  • Post-retirement planning
  • College education planning
  • Caring for elderly parents
  • Business planning
  • Major purchase planning

MSH insists on helping its clients understand their finances better. The firm helps you learn about fundamental concepts that could affect your financial life such as dollar cost averaging, tax efficiency, legacy planning, risk management and market fluctuation. 

Claim Profile

Reach out to our team to improve your companies visibilty

MSH CAPITAL ADVISORS LLC

MSH CAPITAL ADVISORS LLC

$438,160,857
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
N/A
4
811
Yes
21
8
  • Financial planning services
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Address

20555 N PIMA ROAD SUITE 100 SCOTTSDALE AZ, 85255-7153

Phone number

480-563-2007

Best For
High Net Worth Individuals

Best Portfolio Analysis: Personal Capital

Personal Capital is a comprehensive personal finance service and robo-manager. You can use their investment management tools free of charge. To qualify for managed services, you must have a minimum account balance of $100,000.

Managed services give you access to a dedicated advisor who gives you tax optimization strategies and a comprehensive plan to help you achieve your long- and short-term goals. If you’re looking for one platform to handle your budgeting and investment management, Personal Capital is a great fit.

Best for Long-Term Planning: Trajan Wealth

Trajan Wealth is a fee-only fiduciary. The firm looks at a longer time horizon when creating your portfolio. It takes into account the economic cycle and aligns the more stable asset classes to be the foundation of your portfolio. The main goal is to prevent any major hiccup to your long-term planning goals.

Trajan Wealth mainly focuses on 2 services — tactical wealth management and retirement income planning. In addition to these, it also provides services such as wills and trusts, life insurance, tax planning, IRA and 401(k) planning.

Claim Profile

Reach out to our team to improve your companies visibilty

TRAJAN WEALTH, L.L.C.

TRAJAN WEALTH, L.L.C.

$291,789,586
  • A percentage of assets under your management
N/A
14
1,220
Yes
56
8
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Address

7702 E. DOUBLETREE RANCH ROAD SUITE 100 SCOTTSDALE AZ, 85258

Phone number

480-990-3300

Best for Personalized Asset Management: Galvin, Gaustad & Stein, LLC

Galvin, Gaustad & Stein (GGS) is a registered investment advisory firm that provides personalized asset management, wealth management and financial planning services.  The firm is in compliance with the Global Investment Performance Standards (GIPS®), which are  ”ethical standards for calculating and presenting investment performance based on the principles of fair representation and full disclosure” that are recognized worldwide.

GGS makes sure that your investment portfolio is based on your personal beliefs, ideals and goals. In addition to the advisors, there is a team of CFA charterholders who closely monitor your progress and perform in-depth research on new investment ideas.

Claim Profile

Reach out to our team to improve your companies visibilty

GALVIN, GAUSTAD & STEIN, LLC

GALVIN, GAUSTAD & STEIN, LLC

$779,357,492
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
N/A
6
512
Yes
5
8
  • Financial planning services
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Address

7377 E. DOUBLETREE RANCH ROAD SUITE 250 SCOTTSDALE AZ, 85258

Phone number

480-776-1445

Frequently Asked Questions

Q

Which certifications should my financial planner have?

1
Which certifications should my financial planner have?
asked
A
1

When you look for credible financial experts, the main designations include certified financial planner (CFP®) and chartered financial analyst (CFA). Professionals earn these credentials through a rigorous examination and other stringent requirements that make them qualified to tackle complex situations.

answered
Q

How can I research the background of my financial advisor?

1
How can I research the background of my financial advisor?
asked
A
1

You can research the background of your advisor in 2 ways: the Investment Advisor Public Disclosure website and BrokerCheck website. Both websites have a complete list of advisors registered with the U.S. Securities and Exchange Commission (SEC). You can see if the advisor is still active, whether it has any disclosures and more.

answered
Q

What’s the difference between financial planning and retirement planning?

1
What’s the difference between financial planning and retirement planning?
asked
A
1

Retirement planning can be looked at as a facet of financial planning. The difference lies in the area of focus. Financial planning is all about how you can grow your wealth and plan for your short- and long-term goals. This could be planning for a college education fund, mortgage, wedding and even retirement. Retirement planning is in-depth planning on how you can use your accumulated wealth to make sure that it lasts through your post-work years and beyond.

answered

Choose the Right Financial Advisor in Scottsdale

You know your advisor is a good one when they pay careful attention to your personal financial goals and strive to achieve them. There are also other requirements you need to check before you make a decision, such as if they are fiduciary or are advisors with credible credentials. Ask a lot of questions so that you can learn more about their philosophy and offerings.

Methodology

To determine the top financial advisors in Scottsdale, Arizona, we pored through all SEC-registered advisory firms who have an office in Scottsdale. To winnow down the list we only included advisors who were registered fiduciaries, had no past disclosures and have minimal personal conflicts of interest. To further break down the list to the true top advisors in the area, we gave weight to advisors that offer both investment management and planning, have no conflicts of interest, have offices in multiple states, have a wrap fee program and over $50 million in assets under management.