Stifel Nicolaus Faces Violations Accusations By SEC (SF)

by Benzinga Staff

April 1, 2011 5:53 PM | 9 seconds read | Make a Comment

Stifel Nicolaus

is facing violations investigations by the SEC, including a 'wells notice,' regarding the company's role in investments with the Wisconsin School District.

Market News and Data brought to you by Benzinga APIs

Posted In: Legal Financials Investment Banking & Brokerage

Benzinga simplifies the market for smarter investing

Trade confidently with insights and alerts from analyst ratings, free reports and breaking news that affects the stocks you care about.

Join Now: Free!

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Stifel Nicolaus Faces Violations Accusations By SEC (SF)