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TSX Venture Exchange Stock Maintenance Bulletins

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TSX Venture Exchange Stock Maintenance Bulletins

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VANCOUVER, Sept. 6, 2018 /CNW/ -

TSX VENTURE COMPANIES

BULLETIN TYPE:  Cease Trade Order
BULLETIN DATE:  September 6, 2018
TSX Venture Company

A Cease Trade Order has been issued by the Ontario Securities Commission on September 5, 2018 against the following company for failing to file the documents indicated within the required time period:

Symbol

Tier

Company

Failure to File

Period





Ending





(Y/M/D)






SGX

2

Sage Gold Inc.

Interim financial statements,

2018/06/30




Management's discussion and analysis





relating to the interim financial statements and





certification of the foregoing filings





as required by National Instrument 52-109





Certification of Disclosure in Issuers' Annual





and Interim Filings.


 

Upon revocation of the  Cease Trade Order, the Company's shares will remain suspended until the Company meets TSX Venture Exchange requirements.  Members are prohibited from trading in the securities of the companies during the period of the suspension or until further notice.

________________________________________

BULLETIN TYPE:  Cease Trade Order
BULLETIN DATE:  September 6, 2018
TSX Venture Company

A Cease Trade Order has been issued by the British Columbia Securities Commission on September 5, 2018 against the following company for failing to file the documents indicated within the required time period:

Symbol

Tier

Company

Failure to File

Period





Ending





(Y/M/D)






SSC

2

SmartCool Systems Inc.

Interim financial report,

2018/06/30




Interim management's discussion





and analysis and Certification





of the interim filings.


 

Upon revocation of the  Cease Trade Order, the Company's shares will remain suspended until the Company meets TSX Venture Exchange requirements.  Members are prohibited from trading in the securities of the companies during the period of the suspension or until further notice.

________________________________________

COIN HODL INC. ("COIN")
[formerly MALBEX RESOURCES INC. ("COIN")]
BULLETIN TYPE:  Name Change
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

Pursuant to a resolution passed by shareholders August 16, 2018, the Company has changed its name as follows.  There is no consolidation of capital.

Effective at the opening September 10, 2018, the common shares of COIN HODL INC. will commence trading on TSX Venture Exchange, and the common shares of Malbex Resources Inc. will be delisted.  The Company is classified as an 'Investment Banking and Securities Dealing' company.

Capitalization:

unlimited  shares with no par value of which


14,654,730  shares are issued and outstanding

Escrow:

1,405,980  shares



Transfer Agent:

Computershare Investor Services Inc.

Trading Symbol:

COIN

(unchanged)                                              

CUSIP Number:

19258M100

(new)

 

________________________________________

LUCKY MINERALS INC. ("LKY")
[formerly LUCKY MINERALS INC. ("LJ")]
BULLETIN TYPE:  Symbol Change
BULLETIN DATE:  September 06, 2018
TSX Venture Tier 2 Company

Effective at the opening September 10, 2018, the trading symbol for Lucky Minerals Inc. will change from ('LJ') to ('LKY').  There is no change in the company's name, no change in its CUSIP number and no consolidation of capital. The Company is classified as a 'Mineral Exploration/Development' company.

________________________________________

MORIEN RESOURCES CORP.  ("MOX ")
BULLETIN TYPE:  Declaration of Dividend
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

The Issuer has declared the following dividend(s):

Dividend Amount per Common Share:  $0.0025
Payable Date:  September 28, 2018
Record Date: September 17, 2018
Ex-dividend Date:  September 14, 2018

                                   ________________________________________                                      

MOSAIC CAPITAL CORPORATION ("M")
BULLETIN TYPE:  Declaration of Dividend
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 1 Company

The Issuer has declared the following dividend(s):

Dividend per common share:  $0.035
Payable Date: September 28, 2018
Record Date: September 14, 2018
Ex-dividend Date: September 13, 2018

                      ________________________________________                      

THE WESTAIM CORPORATION ("WED.PR.A")
BULLETIN TYPE:  Declaration of Dividend
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 1 Company

The Issuer has declared the following dividend(s):

Dividend per Preferred Security:  $0.12602739726
Payable Date:  October 15, 2018
Record Date:  September 28, 2018
Ex-Dividend Date:  September 27, 2018

                      ________________________________________                  

NEX COMPANIES

BULLETIN TYPE:  Cease Trade Order
BULLETIN DATE:  September 6, 2018
NEX Company

A Cease Trade Order has been issued by the Ontario Securities Commission on September 5, 2018 against the following company/ies for failing to file the documents indicated within the required time period:

Symbol

Tier

Company

Failure to File

Period





Ending





(Y/M/D)






ENV.H

NEX

Enssolutions Group Inc.

Interim financial statements,

2018/06/30




Management's discussion and analysis





relating to the interim financial statements





and certification of the foregoing filings





as required by National Instrument 52-109





Certification of Disclosure in Issuers' Annual





and Interim Filings.                                                   


 

Upon revocation of the  Cease Trade Order, the Company's shares will remain suspended until the Company meets TSX Venture Exchange requirements.  Members are prohibited from trading in the securities of the companies during the period of the suspension or until further notice.

________________________________________

18/09/06 - TSX Venture Exchange Bulletins

TSX VENTURE COMPANIES

ALEXANDRIA MINERALS CORPORATION ("AZX")
BULLETIN TYPE:  Shares for Debt
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange has accepted for filing the Company's proposal to issue 8,509,091 shares at $0.055 per share to settle outstanding debt for $467,999.92.

Number of Creditors:

10 Creditors

 

The Company shall issue a news release when the shares are issued and the debt extinguished.

________________________________________

DAMARA GOLD CORP. ("DMR")
BULLETIN TYPE:  Halt
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

Effective at 4.30 a.m. PST, September 6, 2018, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Cana\da, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.

________________________________________

FLUROTECH LTD. ("TEST")
BULLETIN TYPE:  Halt
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

Effective at 11.25 a.m. PST, September 6, 2018, trading in the shares of the Company was halted pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.

________________________________________

GRAY ROCK RESOURCES LTD.  ("GRK")
BULLETIN TYPE:  Warrant Term Extension
BULLETIN DATE:  September 06, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange has consented to the extension in the expiry date of the following warrants:

Private Placement:




# of Warrants:

320,250

Original Expiry Date of Warrants:

September 15, 2018

New Expiry Date of Warrants:

September 15, 2020

Exercise Price of Warrants:

$0.60

 

These warrants were issued pursuant to a private placement of 640,500 shares with 320,250 share purchase warrants attached, which was accepted for filing by the Exchange effective October 13, 2017.

________________________________________

GTEC HOLDINGS LTD. ("GTEC")
BULLETIN TYPE:  Halt
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

Effective at 11.05 a.m. PST, September 6, 2018, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.

________________________________________

LED MEDICAL DIAGNOSTICS INC. ("LMD")
BULLETIN TYPE:  Private Placement-Brokered
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced August 31, 2018:

Number of Preferred Shares

12,175,553 non-voting, non-listed shares.





Conversion terms:

Convertible into common shares at the option of the holder with a maximum term of five years after closing, subject to a forced conversion into common shares if the common shares trade at or above a 20 day VWAP of $1.50.





Dividend rate:

$0.0225 per preferred share annually (5%), or $0.054 per preferred share annually (12%) dependent upon performance criteria.





Number of Placees:

5 Placees





Insider / Pro Group Participation:







Insider=Y /


Name

ProGroup=P

# of Shares




Ewing Morris & Co. Investment Partners Inc.

Y (upon conversion)

8,888,888

Polar Asset Management Partners Inc.

Y

2,005,555

David Gane

Y

170,000




Agent's Fee:

Bloom Burton Securities Inc. $198,409.31 cash and 178,793 broker warrants payable.



PI Financial Corp. $125,740.62 cash and 181,374 broker warrants payable.



-Each broker warrant is exercisable into one commons share at $0.45 for 2 years from closing.


 

Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.

________________________________________

PEDIAPHARM INC. ("PDP")
BULLETIN TYPE:  Halt
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

Effective at 6.00 a.m. PST, September 6, 2018, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.

________________________________________

PETROTEQ ENERGY INC. ("PQE")
BULLETIN TYPE:  Private Placement-Non-Brokered
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

This is to confirm that TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced August 17, 2018:

Number of Shares:

4,054,049 shares



Purchase Price:

US$0.74 per share



Warrants:

998,645 share purchase warrants to purchase 998,645 shares



Warrant Exercise Price:

US$0.94 for a period of two years (695,943 warrants)


US$0.95 for a period of two years (302,702 warrants)



Number of Placees:

13 Placees

 

Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a new release dated September 5, 2018 announcing the closing of the private placement and setting out the expiry dates of the hold period(s).

Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.

_______________________________

PETROTEQ ENERGY INC. ("PQE")
BULLETIN TYPE:  Private Placement-Non-Brokered
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

This is to confirm that TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced August 17, 2018:

Number of Shares:

1,352,168 shares



Purchase Price:

US$0.70, US$0.74, US$0.75 and US$0.80 per share



Warrants:

378,118 share purchase warrants to purchase 378,118 shares



Warrant Exercise Price:

US$0.94 for a period of two years (269,071 warrants)


US$1.50 for a period of two years (109,047 warrants)



Number of Placees:

22 Placees

 

Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a new release dated September 5, 2018 announcing the closing of the private placement and setting out the expiry dates of the hold period(s).

Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.

_______________________________

PETROTEQ ENERGY INC. ("PQE")
BULLETIN TYPE:  Private Placement - Non-Brokered, Convertible Debenture/s
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

This is to confirm that TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced August 17, 2018:

Convertible Debenture:

US$250,000 principal amount



Conversion Price:

Convertible into 287,356 common shares at US$0.87 principal amount outstanding until maturity.



Warrants:

287,356 warrants exercisable into one common share at US$0.87 for a period of twelve months.



Maturity date:

12 months from issuance



Interest rate:

10% per annum



Number of Placees:

1 Placee

 

Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release dated September 5, 2018 announcing the closing of the private placement and setting out the expiry dates of the hold period(s).

________________________________________

PISTOL BAY MINING INC. ("PST")
BULLETIN TYPE:  Resume Trading
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

Effective at 10.45 a.m. PST, September 6, 2018, shares of the Company resumed trading, an announcement having been made.

________________________________________

SANGOMA TECHNOLOGIES CORPORATION ("STC")
BULLETIN TYPE:  Property-Asset or Share Purchase Agreement
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange (the "Exchange") has accepted for filing documentation pertaining to an Agreement (the "Agreement") dated August 23, 2018, between Sangoma Technologies Corporation (the "Company") and several arm's-length parties (the "Vendors"), whereby the Company has agreed to acquire a 100% of the outstanding shares of Digium, Inc.("Digium").  Digium offers a comprehensive product portfolio including Digium's cloud-based UCaaS platform, the Switchvox premise-based phone system, a complete range of IP phones, and a full suite of Asterisk software and connectivity products.

Under the terms of the Agreement, the Company expects to pay a total purchase price of US$28 million on a debt-free and cash-free basis, subject to customary working capital adjustments. The purchase price consists of US$24.3 million in cash and 3,943,025 common shares of the Company.

For further details, please refer to the Company's news release dated August 24, 2018.

________________________________________

SPHINX RESOURCES LTD. ("SFX")
BULLETIN TYPE: Warrant Term Extension
BULLETIN DATE: September 6, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange (the "Exchange") has consented to the extension in the expiry date of the following warrants:

Number of Warrants:

8,389,615

Original Expiry Date of Warrants:

September 5, 2018

New Expiry Date of Warrants:

September 5, 2019

Exercise Price of Warrants: 

$0.175

 

These warrants were issued pursuant to a private placement including a total of 8,389,615 shares and 8,389,615 warrants, which was accepted for filing by the Exchange, effective on October 9, 2014.

The Exchange has equally consented to the extension in the expiry date of the following warrants:

Number of Warrants:

1,925,000

Original Expiry Date of Warrants:

September 12, 2018

New Expiry Date of Warrants:

September 12, 2019

Exercise Price of Warrants:

$0.175

 

These warrants were issued pursuant to a private placement including a total of 1,925,000 shares and 1,925,000 warrants, which was accepted for filing by the Exchange, effective on October 9, 2014.

RESSOURCES SPHINX LTÉE. (« SFX »)
TYPE DE BULLETIN : Prolongation de bons de souscription
DATE DU BULLETIN : Le 6 septembre 2018
Société du groupe 2 de TSX Croissance

Bourse de croissance TSX (la « Bourse ») a accepté la prolongation des bons de souscription suivants :

Nombre de bons :

8 389 615

Date d'échéance initiale des bons :

Le 5 septembre 2018

Nouvelle date d'échéance des bons :

Le 5 septembre 2019

Prix d'exercice des bons :

0,175 $

 

Ces bons ont été émis en vertu d'un placement privé comprenant 8 389 615 actions et 8 389 615 bons de souscription, tel qu'accepté par la Bourse le 9 octobre 2014.

La Bourse a également accepté la prolongation des bons de souscription suivants :

Nombre de bons :

1 925 000

Date d'échéance initiale des bons :

Le 12 septembre 2018

Nouvelle date d'échéance des bons :

Le 12 septembre 2019

Prix d'exercice des bons :

0,175 $

 

Ces bons ont été émis en vertu d'un placement privé comprenant 1 925 000 actions et 1 925 000 bons de souscription, tel qu'accepté par la Bourse le 9 octobre 2014.

________________________________________

THOR EXPLORATIONS LTD. ("THX")
BULLETIN TYPE:  Private Placement-Brokered
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced August 2, 2018:

Number of Shares:

44,453,335 shares



Purchase Price:

$0.18 per share



Warrants:

44,453,335 share purchase warrants to purchase 44,453,335 shares



Warrant Exercise Price:

$0.28 for a three year period



Number of Placees:

12 Placees



Agent's Fee:

Sprott Capital Partners, as lead agent together with a syndicate of agents receive $357,792, plus a $30,000 advisory fee, and 1,497,867 non-transferable warrants, each exercisable for one share at a price of $0.18 for a two year period.

 

Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period on September 5, 2018. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]

________________________________________

UNISYNC CORP. ("UNI")
BULLETIN TYPE:  Property-Asset or Share Purchase Agreement
BULLETIN DATE:  September 6, 2018
TSX Venture Tier 1 Company

TSX Venture Exchange has accepted for filing documentation relating to a share purchase agreement dated August 21, 2018 between the Company, BDG Appalaches Fund L.P., GBDG Appalaches Int'l L.P., 119814 Canada Ltd. (David Miller), 9230-4922 Quebec Inc. (Harold Geyer), David Miller and Harold Geyer whereby the Company will acquire all the issued and outstanding shares of Utility Garments Inc. in consideration of $19,500,000 and 1,272,727 common shares.

________________________________________

SOURCE TSX Venture Exchange

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