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Amazon's SEC Investigation: Still On-Going, Still Undisclosed


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Confirmed, Undisclosed SEC Investigation – Maintained on Watch List.

  • In a letter dated 09-Jun-2014, we first received information from the SEC suggesting this company was involved in unspecified SEC investigative activity. We found no disclosure of the same as of that date.
  • In a letter dated 16-Jul-2014, the SEC then confirmed that enforcement proceedings involving Amazon were on-going. 
  • In a letter dated 08-Apr-2015, the SEC has again confirmed this company’s involvement in on-going enforcement proceedings that remain undisclosed as of this date.

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Notes: The SEC did not disclose the details on investigations referenced above. The SEC reminds us that its assertion of the law enforcement exemption should not be construed as an indication by the Commission or its staff that any violations of law have occurred with respect to any person, entity, or security.  New SEC investigative activity could theoretically begin or end after the date covered by this latest information which would not be reflected here.


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Probes Reporter does not adopt the truth or falsity of the contents of any of the documents or filings referred to on this website, and no conclusion of wrongdoing should be inferred from the fact that an investigation has been initiated by the SEC. Probes Reporter is not the guarantor of any investment and cannot be held liable for any losses or expenses incurred as a result of reliance upon any information contained herein, and is not a substitute for your own due diligence, which may include advice from an investment professional.

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