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Top Financial Advisors in Charlotte

In one of America’s fastest growing metro areas, there are many options when it comes to picking a financial advisor. Not every advisor however is going to be right for your unique situation. Benzinga researched thousands of advisor firms in the Charlotte area to determine which are the best in terms of transparency, reputation and pricing. Compare and contrast the pricing, offerings and reputations of the following financial advisors in Charlotte.

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  • $159,685,455
    519
    • Financial planning services
    • Selection of other advisers (including private fund managers)
    • Publication of periodicals or newsletters
    • Educational seminars/workshops
  • CDR# 170037
    $546,358,338
    2,943
    • Financial planning services
    • Pension consulting services
    • Selection of other advisers (including private fund managers)
    • Educational seminars/workshops
  • $4,731,036,610
    11,702
    • Financial planning services
    • Pension consulting services
    • Selection of other advisers (including private fund managers)
    • Publication of periodicals or newsletters
    • Educational seminars/workshops
  • $197,952,000
    300
    • Financial planning services
  • $249,566,232
    170
    • Financial planning services
    • CONSULTING
  • $1,489,211,624
    435
    • Financial planning services
    • Selection of other advisers (including private fund managers)
  • $319,499,095
    159
    • Financial planning services
    • Selection of other advisers (including private fund managers)
  • $1,489,211,624
    435
    • Financial planning services
    • Selection of other advisers (including private fund managers)
  • $676,450,880
    260
    • Financial planning services
    • Pension consulting services
  • CDR# 133279
    $587,039,941
    662
    • MODEL PORTFOLIOS

To determine the top financial advisors in Charlotte we poured through all SEC registered advisory firms who have an office in Charlotte. To winnow down the list we only included advisors who were registered fiduciaries, had no past disclosures and have minimal personal conflicts of interest. To further break down the list to the true top advisors in the area, we gave weight to advisors that offered both investment management and planning, had no conflicts of interest, had offices in multiple states, have a wrap fee program and have over $50 million in assets under management.

HOBART PRIVATE CAPITAL, LLC

CDR# 168494
$159,685,455
519
Works with high networth individuals
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
7733 BALLANTYNE COMMONS PARKWAY SUITE 101
CHARLOTTE NC, 28277
704-553-0123

Hobart Private Capital is a financial planning and consulting service focused on providing individualized investing plans. Its main investing product is its retirement planning process — though it does offer wealth management and asset protection plans as well. The required minimum asset balance is $250,000. Hobart Private Capital uses a 5-step approach to help you get the most personalized retirement plan possible. At your first meeting, you’ll discuss your goals with your personal financial planner. You’ll examine your current financial situation and see where you are in terms of your retirement plan. From there, your team of financial planners will put together a comprehensive investing plan, get your approval and put it into action. You’ll then receive regular updates on how your plan is going and how you’re progressing toward retirement

$159,685,455
519
Works with high networth individuals
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)

HAYDEN ROYAL

CDR# 170037
$546,358,338
2,943
Works with high networth individuals
  • Financial planning services
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • A percentage of assets under your management
4201 CONGRESS STREET SUITE 420
CHARLOTTE NC, 28209
7049190439

Hayden Royal is a financial planner in Charlotte offering portfolio management and investment advising services. There is no minimum balance required to work with Hayden Royal — though some higher-end advisors with an asset specialty may introduce their own minimums as they please. Hayden Royal’s investment strategy primarily focuses on the purchase of mutual funds and exchange-traded funds (ETFs), 2 types of pooled investment vehicles that bundle many shares of stock and bond together. This allows it to easily diversify your portfolio and invest your money in multiple industries at once. If you value a high level of diversification in your investing strategy, Hayden Royal might be right for you.

$546,358,338
2,943
Works with high networth individuals
  • Financial planning services
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • A percentage of assets under your management

INDEPENDENT ADVISOR ALLIANCE, LLC

CDR# 168267
$4,731,036,610
11,702
Works with high networth individuals
  • Financial planning services
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
11525 N. COMMUNITY HOUSE RD. STE. 575
CHARLOTTE NC, 28277
888.430.1555

With over 11,000 individual clients and more than $4.7 billion worth of assets under management, Independent Advisor Alliance isn’t just a top financial advisor in Charlotte — it’s also one of the largest in the U.S. The minimum balance required to begin with Independent Advisor Alliance is usually $25,000 but may be higher depending on the services you need. Independent Advisor Alliance offers nearly every type of retirement and investing service you might need. However, most of its unique services center around the needs of business owners. From compliance oversight to family office training, Independent Advisor is a top financial planner for business owners looking for a one-stop financial and corporate advising service.

$4,731,036,610
11,702
Works with high networth individuals
  • Financial planning services
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)

INTEGRATED FINANCIAL STRATEGIES, LLC

CDR# 165007
$197,952,000
300
Works with high networth individuals
  • Financial planning services
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
6100 FAIRVIEW ROAD SUITE 230
CHARLOTTE NC, 28210
704-643-5000

Integrated Financial Strategies is a registered investment advisor offering portfolio management, retirement income and financial consulting services. There’s no minimum account balance required to get started with Integrated Financial Strategies. The most unique service offered by Integrated Financial Strategies is its web-based financial planning and consulting service. Integrated Financial Strategies may provide everything from account aggregation to answers to general financial questions through its online portal. You can also view account statements and track your progress toward your investing goal online. If you’re a frequent traveler who’s looking for a convenient way to play a more active role in your investing, Integrated Financial Strategies is one of the best financial advisors for your needs.

$197,952,000
300
Works with high networth individuals
  • Financial planning services
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)

ALPHA FINANCIAL ADVISORS, LLC

CDR# 122545
$249,566,232
170
Works with high networth individuals
  • Financial planning services
  • CONSULTING
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
11325 N COMMUNITY HOUSE RD SUITE #410
CHARLOTTE NC, 28277-0524
704-716-1100

Alpha Financial is a financial planner that also offers basic consulting services. The minimum account balance required to begin with Alpha is $750,000 worth of assets under management. If you have over $5 million in assets under management, you’ll pay just 0.125% of your portfolio balance annually in fees. This can make it one of the top financial advisors for high-value investors. Its primary investing strategy focuses on diversifying your portfolio by investing in global markets. This further lowers the risks associated with a single market when compared to standard asset diversification. If you want to invest in both developing and established markets, be sure to consider Alpha Financial.

$249,566,232
170
Works with high networth individuals
  • Financial planning services
  • CONSULTING
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)

CAROLINAS INVESTMENT CONSULTING LLC

CDR# 104379
$1,489,211,624
435
Works with high networth individuals
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
5605 CARNEGIE BOULEVARD SUITE 400
CHARLOTTE NC, 28209
704-643-2455

Carolinas Investment Consulting is a full-service financial planner offering everything from retirement planning to family office services. Its team works with individuals, high net-worth individuals, business owners, trusts, estate managers and charitable organizations. Carolinas Investment Consulting’s primary investment strategy focuses on long-term investing. The team doesn’t necessarily believe that volatility is equal to risk — this means that it may invest in a few assets that frequently fluctuate in value. It follows the endowment approach to investing, which focuses on investing in assets that are set to appreciate in value slowly over time. This can make Carolinas a good investment advisor for investors with more years until retirement.

$1,489,211,624
435
Works with high networth individuals
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)

KINGFISHER CAPITAL, LLC

CDR# 150484
$319,499,095
159
Works with high networth individuals
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
201 SOUTH COLLEGE STREET SUITE 2250
CHARLOTTE NC, 28244
704-333-1710

Kingfisher is a privately-owned financial firm offering a full suite of services. Its services are organized into 3 categories: KingfisherINVEST, KingfisherWEALTH and KingfisherCONSULT. KingfisherINVEST focuses on building a unique portfolio of investments that fit your needs, KingfisherWEALTH offers wealth management services (like business planning and education planning) and KingfisherCONSULT offers personal and corporate consulting services. The minimum account balance required to work with Kingfisher is $1 million. Its services are best suited to business owners and high net-worth individuals who need to use more than 1 of Kingfisher’s financial services.

$319,499,095
159
Works with high networth individuals
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)

CAROLINAS WEALTH CONSULTING LLC

CDR# 300003
$1,489,211,624
435
Works with high networth individuals
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
5605 CARNEGIE BLVD. SUITE 400
CHARLOTTE NC, 28209
704-643-2455

$1,489,211,624
435
Works with high networth individuals
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)

LINDEN THOMAS ADVISORY SERVICES, LLC

CDR# 288557
$676,450,880
260
Works with high networth individuals
  • Financial planning services
  • Pension consulting services
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
516 NORTH TRYON STREET, SUITE 200
CHARLOTTE NC, 28202
(704) 554-8150

"Linden Thomas is an investment management service primarily focused on building custom fixed-income portfolios for high net-worth advisors. Linden Thomas has a minimum account balance of $400,000 — though it does claim that it may lower its account minimums on a case-by-case basis. Linden Thomas’ general investment strategy combines the basic tenants of the modern portfolio theory with global diversification to further lower the risks associated with investing in a single economy. Its end goal is to create a portfolio that successfully balances both risk and dividend income to help you make it through retirement without running out of money. If you’re looking to invest to create a passive income stream, Linden Thomas is one of the best financial advisors in Charlotte. "

$676,450,880
260
Works with high networth individuals
  • Financial planning services
  • Pension consulting services
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)

WESTEND ADVISORS, LLC

CDR# 133279
$587,039,941
662
Works with high networth individuals
  • MODEL PORTFOLIOS
  • A percentage of assets under your management
4064 COLONY ROAD SUITE 130
CHARLOTTE NC, 28211
704-556-9300

WestEnd Advisors is a financial advising service offering asset management and investment recommendations. The minimum account balance required to begin with WestEnd is $100,000 in most circumstances. WestEnd’s primary investing strategies are primarily focused on investing your money in low-fee ETFs. They have 5 main investing model portfolios it uses to choose securities, funds and other types of assets based on your risk tolerance and final investing goals. If you’re looking for a financial advisor who offers clearly laid-out model portfolios to help you understand why your money is being invested where it is, choose WestEnd.

$587,039,941
662
Works with high networth individuals
  • MODEL PORTFOLIOS
  • A percentage of assets under your management